Outcomes of curative esophageal cancer surgery in elderly: A meta-analysis

Abstract

BACKGROUND

An increasing number of older patients is undergoing curative, surgical treatment of esophageal cancer. Previous meta-analyses have shown that older patients suffered from more postoperative morbidity and mortality compared to younger patients, which may lead to patient selection based on age. However, only studies including patients that underwent open esophagectomy were included. Therefore, it remains unknown whether there is an association between age and outcome in patients undergoing minimally invasive esophagectomy.

AIM

To perform a systematic review on age and postoperative outcome in esophageal cancer patients undergoing esophagectomy.

METHODS

Studies comparing older with younger patients with primary esophageal cancer undergoing curative esophagectomy were included. Meta-analysis of studies using a 75-year age threshold are presented in the manuscript, studies using other age thresholds in the Supplementary material. MEDLINE, Embase and the Cochrane Library were searched for articles published between 1995 and 2020. Risk of bias was assessed with the Newcastle-Ottawa Scale. Primary outcomes were anastomotic leak, pulmonary and cardiac complications, delirium, 30- and 90-d, and in-hospital mortality. Secondary outcomes included pneumonia and 5-year overall survival.

RESULTS

Seven studies (4847 patients) using an age threshold of 75 years were included for meta-analysis with 755 older and 4092 younger patients. Older patients (9.05%) had higher rates of 90-d mortality compared with younger patients (3.92%), (confidence interval = 1.10-5.56). In addition, older patients (9.45%) had higher rates of in-hospital mortality compared with younger patients (3.68%), (confidence interval = 1.01-5.91). In the subgroup of 2 studies with minimally invasive esophagectomy, older and younger patients had comparable 30-d, 90-d and in-hospital mortality rates.

CONCLUSION

Older patients undergoing curative esophagectomy for esophageal cancer have a higher postoperative mortality risk. Minimally invasive esophagectomy may be important for minimizing mortality in older patients.

Key Words: Elderly; Minimally invasive esophagectomy; Open esophagectomy; Esophageal cancer; Clinical outcome; Perioperative mortality

Core Tip: In this systematic review including articles from the last 25 years, it was found that older esophageal cancer patients suffer from a two-fold higher risk of in-hospital and 90-d mortality as compared to their younger counterparts. In addition, subgroup analysis showed that these differences did not occur when only studies on minimally invasive esophagectomy were analyzed. This implies that minimally invasive esophagectomy may be important for minimizing morbidity and mortality in older patients undergoing curative esophagectomy.

INTRODUCTION

Since the incidence of esophageal cancer is rising as well as the average age of the global population, more older patients are expected to be diagnosed with esophageal cancer[1,2]. In the West, already around 30 percent of patients undergoing curative esophagectomy for esophageal cancer is aged 70 years or older[3]. Increased use worldwide of minimally invasive esophagectomy (MIE) may benefit these older patients because it is associated with lower postoperative morbidity[4-7]. However, patients aged 75 or 80 years or older were excluded from all major trials that compared MIE with open esophagectomy (OE)[4-6].

One meta-analysis by Markar et al[8] from 2012 comparing OE outcome between older and younger patients showed that older patients had a higher rate of in-hospital mortality, pulmonary and cardiac complications and a lower 5-year overall survival. Two recent meta-analyses from 2019 and 2020, which included only studies using an age threshold of 80 years to distinguish old from young, reported similar results[9,10]. However, these three meta-analyses did not include studies on MIE, and excluded studies that used other age thresholds. In contrast, recent individual studies that compared older with younger patients who underwent MIE showed comparable rates of anastomotic leak as well as 30-d mortality[11-13]. Regarding pulmonary and cardiac complications, however, results are conflicting. No systematic review of recent literature including MIE studies that compared older with younger patients, has been undertaken to this date. Therefore, it remains unknown whether MIE could be beneficial to older patients regarding postoperative morbidity and mortality.

We aimed to investigate the association between patient age and outcome after curative (open and minimally invasive) esophagectomy for esophageal cancer.

MATERIALS AND METHODS

The protocol for this review was registered in the International Prospective Register of Systematic Reviews (PROSPERO) under number CRD 42019121754. The Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guideline was followed[14].

Eligibility criteria

The inclusion criteria were studies comparing older with younger patients undergoing esophagectomy with curative intent for primary esophageal cancer (regardless of age threshold). The exclusion criteria were: Studies with more than 20% stage IV patients, salvage or palliative esophagectomy, conference abstracts, cross-sectional studies, case series, case reports and letters to editors. Studies having more than two age groups were included only when it was possible to combine the age groups in an older and younger age group.

Information sources

The electronic databases of MEDLINE, Embase (both through the Ovid interface) and The Cochrane Central Register of Controlled Trials were systematically searched. Reference lists from the included studies were also searched. The search strategy was composed in collaboration with a librarian from the Radboud University Medical Library.

Search

The MEDLINE search strategy was: [exp ESOPHAGECTOMY/ or (Esophagectom* or Oesophagectom* or Esophagus or Oesophagus or Oesophageal or Esophageal) and (Resection* or Surger* or Laparoscop* or Thoracoscop*).ti,ab,kf.] AND (exp Esophageal Neoplasms/ or (Esophag* or oesophag*) and (cancer* or neoplasm* or carcinoma* or adenocarcinoma* or malignanc*).ti,ab,kf.) AND (Aged or Old* or Frail*).ti,kf. or (Older* or Elder* or Senior* or Geriatric).ti,ab,kf or Age Factors/ or exp *AGED/ or exp AGE DISTRIBUTION/. Comparable search strategies were used in Embase and the Cochrane Library. Complete search strategies were listed in the protocol for this review. No language restrictions were applied and all results up to January 1^st, 2020 were included.

Study selection

First, two reviewers (NB and CS) independently screened titles and abstracts for potentially relevant studies. Second, two reviewers (NB and CS) independently examined the full text of potentially relevant studies for eligibility. When disagreement occurred during this phase, a third reviewer (FvW) was consulted until consensus was reached. Two reviewers (NB and CS) screened reference lists from the included studies for potentially relevant articles repeating aforementioned processes when articles were deemed eligible.

Data collection

When possible, data of the studies included in the systematic review were pooled for quantitative meta-analysis. Otherwise, the data was described. For the purpose of this review the following data was extracted: Patient and tumor characteristics, surgical technique and approach, operation characteristics, complications, hospital stay, mortality, survival and quality of life.

Risk of bias in individual studies

The Newcastle-Ottawa quality assessment scale was used to assess bias in studies included in this review[15]. This scale rates studies on three sources of bias based on eight criteria. Each criterion is worth one star except confounding, which is worth two stars. For this systematic review, studies scoring 7-9 stars were considered to be of high methodological quality, studies scoring 4-6 stars were considered to be of moderate methodological quality, and studies scoring 1-3 stars were considered to be of low methodological quality.

Outcome measures

The primary outcomes were: The rate of anastomotic leak, pulmonary and cardiac complications, delirium, 30-d, 90-d and in-hospital mortality. After multiple thorough discussions between the authors, medical doctors from both the department of surgery and geriatrics, these outcomes were deemed most clinically relevant to answer our research question.

The secondary outcomes were: the rate of chylothorax, pneumonia, hospital length of stay, quality of life, 5-year survival and 5-year disease-specific survival.

Risk of publication bias across studies

To assess publication bias, funnel plots with the effect measures on the x-axis and standard error on the y-axis were used for visualization and the Egger’s test was used for quantification. Funnel plots and Egger’s tests were performed for the primary outcome measures.

Age threshold

It was decided, after careful deliberation among the authors, to present in the current article the meta-analysis results of studies using an age threshold of 75 years, because it was deemed most relevant for current surgical practice, and prominent randomized controlled trials (TIME, MIRO) used this age threshold as an exclusion criterion[4,5]. Meta-analysis results of studies using other age thresholds as well as all age thresholds combined were presented in the supplementary only (Supplementary Table 1).

Synthesis of results

A quantitative synthesis of aggregate patient data (for OE, MIE and both groups together) was performed. Regardless of study homogeneity in terms of design and comparators and regardless of statistical homogeneity as expressed by the I², we conducted a meta-analysis using a random-effects model. Dichotomous data were analyzed by using relative risks with a 95% confidence interval (CI). Continuous outcomes were analyzed using weighted mean differences (with a 95%CI) or standardized mean differences (95%CI) if different measurement scales were used. If data was reported as median with ranges (maximum, minimum), the formula described by Wan et al[16] was used to estimate the mean, variance and standard deviation. If inter-quartile ranges were reported without minima and maxima, the data were presented descriptively when deemed necessary. If desired data was missing, authors were contacted when deemed necessary. The data was synthesized using the appropriate imputation methods, otherwise the data was presented descriptively. Statistical heterogeneity was tested using the Chi² test (significance level: 0.1) and I² statistic (0% to 40%: Might not be important; 30% to 60%: May represent moderate heterogeneity; 50% to 90%: May represent substantial heterogeneity; 75% to 100%: Considerable heterogeneity). Outcomes were combined and calculated using the statistical software program R with the package “meta” in accordance with Doing Meta-Analysis in R by Harrer et al[17-19].

RESULTS

Figure 1 shows the study selection process. A total of 3647 records were identified through database searching and cross-referencing. Overall, 8 studies were included for qualitative synthesis of which 7 studies were included for quantitative analysis (meta-analysis) with 4991 and 4847 patients respectively[13,20-26].

Figure 1 Flow chart of study selection. ^aReasons for exclusion: other age threshold: 49; benign disease: 1; case series: 1; conference abstract: 38; duplicate: 4; letter to the editor: 2; no comparison between older and younger patients: 28; non-surgical treatments: 3; other cancer types: 2; overlapping study cohorts: 3; review: 2; too many palliative patients: 20; unclear study design: 4.

Study characteristics

One study was published in 2009 and the rest was published after 2010. Regarding operative approach, 2 studies were deemed as “MIE” (> 50% MIE), 3 as “OE”, and 3 as “Unknown” (studies of whom the surgical approach could not be determined).

Risk of bias

From the 7 included studies for meta-analysis, 2 were of “High Methodological Quality”, 5 were of “Medium Methodological Quality” and none were of “Low Methodological Quality”. Individual studies’ star counts are shown in Table 1.

Table 1 Risk of bias per included study for meta-analysis.

Ref.	Age	A	B	C	D	E	F	G	H	Stars
Akutsu et al[20]	75	1	-	1	-	1	1	1	-	5
Baranov et al[13]	75	1	1	1	-	1	1	1	-	6
Klevebro et al[22]	75	1	1	1	1	-	1	1	-	6
Li et al[23]	75	1	1	1	1	-	1	1	-	6
Schweigert et al[25]	75	1	1	1	1	-	1	1	-	6
Yang et al[26]	75	1	1	1	1	1	1	1	-	7
Kanda et al[21]	75	1	1	1	1	1	1	1	-	7

A: Representativeness of the exposed cohort; B: Selection of the non-exposed cohort; C: Ascertainment of exposure; D: Demonstration that outcome of interest was not present at start of study; E: Comparability of cohorts on the basis of the design or analysis; F: Assessment of outcome; G: Was follow-up long enough for outcomes to occur; and H: Adequacy of follow up of cohorts.

Patient characteristics

Older patients, had comparable preoperative comorbidity compared with younger patients, except for ASA score and clinical tumor stage (older patients had more clinical stage II cancer, while younger patients had more clinical stage III cancer) and neoadjuvant therapy (less often in older patients). The extend of resection (transthoracic or transhiatal) was comparable between both groups, but more older patients underwent minimally invasive esophagectomy (Table 2).

Table 2 Baseline characteristics of included studies (age threshold 75 Years).

Variable	Young		Old		Studies		P value
No. (% of total)	4195	84.1%	796	15.9%	8
	n	%	n	%	n	%
Gender							< 0.001
Male	3572	85.1	623	78.3
Female	520	12.4	132	16.6
Unknown	103	2.5	41	5.2	1	12.5
Charlson comorbidity index							0.058
0	202	4.8	38	4.8
1	90	2.1	28	3.5
2	65	1.5	23	2.9
3	0	0.0	0	0.0
4	0	0.0	0	0.0
5	0	0.0	0	0.0
Unknown	3838	91.5	707	88.8	7	87.5
Respiratory comorbidity							0.272
Yes	43	1.0	8	1.0
No	361	8.6	104	13.1
Unknown	3791	90.4	684	85.9	6	75.0
Cardiac/Cardiovascular comorbidity							0.244
Yes	88	2.1	28	3.5
No	316	7.5	84	10.6
Unknown	3791	90.4	684	85.9	6	75.0
Diabetes mellitus							0.005
Yes	17	0.4	10	1.3
No	316	7.5	60	7.5
Unknown	3862	92.1	726	91.2	6	75.0
Renal insufficiency							0.258
Yes	1	0.0	2	0.3
No	99	2.4	48	6.0
Unknown	4095	97.6	746	93.7	7	87.5
Liver cirrhosis							-
Yes	0	0.0	0	0.0
No	0	0.0	0	0.0
Unknown	4195	100.0	796	100.0	8	100.0
ASA							< 0.001
I	164	3.9	13	1.6
II	598	14.3	117	14.7
III	194	4.6	66	8.3
IV	6	0.1	0	0.0
V	0	0.0	0	0.0
Unknown	3233	77.1	600	75.4	5	62.5
Tumor location in the esophagus							0.239
Cervical esophagus	0	0.0	0	0.0
Upper third	25	0.7	4	0.5
Middle third	253	6.6	71	8.9
Lower third	79	2.1	14	1.8
Junction	0	0.0	0	0.0
Cardia	0	0.0	0	0.0
Unknown	0	0.0	0	0.0
Unknown1	3838	100.0	707	88.8	7	87.5
Histological type							0.022
Adenocarcinoma	2956	70.5	597	75.0
Squamous cell carcinoma	442	10.5	89	11.2
Other	21	0.5	0	0.0
Unknown1	1	0.0	2	0.3
Unknown	775	18.5	108	13.6	2	25.0
cTNM							0.039
0	56	1.3	4	0.5
I	234	5.6	40	5.0
II	525	12.5	94	11.8
III	547	13.0	83	10.4
IV	131	3.1	14	1.8
Unknown1	70	1.7	3	0.4
Unknown	2632	62.7	558	70.1	4	50.0
pTNM							0.648
0	1	0.0	0	0.0
I	36	0.9	21	2.6
II	20	0.5	9	1.1
III	36	0.9	19	2.4
IV	7	0.2	1	0.1
Unknown1	0	0.0	0	0.0
Unknown	4095	97.6	746	93.7	7	87.5
Complete pathological response							0.793
Yes	60	1.4	16	2.0
No	297	7.1	73	9.2
Unknown	3838	91.5	707	88.8	7	87.5
Neoadjuvant therapy							< 0.001
Yes	714	17.0	120	15.1
No	527	12.6	146	18.3
Unknown	2954	70.4	530	66.6	3	37.5
Resection type							-
Transthoracic	590	14.1	109	13.7
Transhiatal	0	0.0	0	0.0
Unknown	3605	85.9	687	86.3	6	75.0
Surgical technique							0.046
Ivor lewis	472	11.3	98	12.3
McKeown	17	0.4	1	0.1
Orringer	0	0.0	0	0.0
Other	101	2.4	10	1.3
Unknown	3605	85.9	687	86.3	6	75.0
Surgical approach							< 0.001
Open	705	16.8	116	14.6
Minimally invasive	525	12.5	129	16.2
Hybrid	11	0.3	21	2.6
Unknown	2954	70.4	530	66.6	3	37.5

¹Unknown: as stated in the included study. Only studies using an age threshold of 75 years to determine older patients are shown here. Regarding clinical and pathological tumor node metastasis stage, no particular tumor node metastasis edition was used.

Primary outcomes

The 90-d mortality rate was 9.05% in older patients and 3.92% in younger patients (95%CI = 1.10-5.56). In addition, the in-hospital mortality rate was 9.45% in older patients and 3.68% in younger patients (95%CI = 1.01-5.91). Anastomotic leak rates, rates of pulmonary and cardiovascular complications, and 30-d mortality rates were comparable between older and younger patients. Delirium was reported only once, therefore no meta-analysis was possible (Figures 2 and 3).

Figure 2 Primary outcomes in forest plots. RR: Relative Risk; CI: Confidence Interval; age threshold = 75 years.

Figure 3 Funnel plots of primary outcomes. Age threshold = 75 years.

Secondary outcomes

Older and younger patients had comparable rates of chylothorax, pneumonia, hospital length of stay, 5-year overall survival, and 5-year disease-specific survival. Quality of life was not reported (Figure 4).

Figure 4 Secondary outcomes in forest plots. RR: Relative risk; CI: Confidence interval. Age threshold = 75 years.

Subgroup analyses of studies on MIE

Two studies with 812 patients (151 older and 661 younger). From the primary outcomes, older patients showed comparable anastomotic leak, 30-d, 90-d, and in-hospital mortality rates. From the secondary outcomes, older patients showed comparable rates of chylothorax, and pneumonia (Table 3).

Table 3 Subanalysis of primary and secondary outcomes: open esophagectomy and minimally invasive esophagectomy.

	Studies	Participants	Younger	Older	RR	95%CI		P value
	n	n	%	%
Primary outcomes
Anastomotic leak
OE	2	545	12.08	13.85	1.1307	0.2235	5.7199	0.5120
MIE	2	812	18.76	18.54	0.9996	0.1877	5.3243	0.9979
30-d mortality rate
OE	1	253	0.43	5.00	11.6500	0.7568	179.3310	0.0784
MIE	2	812	2.42	3.97	1.7320	0.0002	12493.0189	0.5761
90-d mortality rate
OE	2	403	0.60	2.86	6.8396	0.0279	1675.2496	0.1410
MIE	2	812	5.60	25.71	2.1859	0.2111	22.6353	0.1471
In-hospital morality rate
OE	1	292	8.10	24.44	3.0189	1.5547	5.8620	0.0011
MIE	1	446	3.08	4.49	1.4586	0.4757	4.4730	0.5091
Secondary outcomes
Chylothorax
OE	1	292	3.24	2.22	0.6861	0.0879	5.3534	0.7193
MIE	1	446	8.12	7.87	0.9682	0.4385	2.1377	0.9363
Pneumonia
OE	2	545	21.04	47.69	2.1531	0.0639	72.5068	0.2205
MIE	1	446	32.77	31.46	0.9600	0.6828	1.3497	0.8141

Standardized mean difference instead of relative risk. RR: Relative risk; 95%CI: 95% confidence interval. OE: Open esophagectomy; MIE: Minimally invasive esophagectomy.

Subgroup analyses of studies on OE

Two studies with 545 patients (65 older and 480 younger). From the primary outcomes, older patients had higher rates of in-hospital mortality, while anastomotic leak, 30-d and 90-d mortality rates were comparable. From the secondary outcomes, chylothorax and pneumonia rates were comparable between older and younger patients (Table 3).

DISCUSSION

We found that patients older than 75 years who underwent esophagectomy have a higher risk of 90-d and in-hospital mortality. Postoperative complications, 30-d mortality rate and survival were comparable between older and younger patients. In the subgroup of studies with MIE, older patients had comparable 30-d, 90-d and in-hospital mortality rates compared to younger patients.

Strengths of this review are the subgroup analyses of MIE and OE, the large number of patients that were included, and the fact that the studies included in this study were not used in previous meta-analyses. Another strength is the inclusion and separate analysis of different age thresholds to ensure that no studies were left out. These analyses did not show substantially different results with regard to the main analysis. The most important limitations of this review are the fact that only 1 prospective study was included, and only 2 studies which included patients that underwent MIE.

The higher 90-d mortality rates in patients aged 75 years and older found in this review correspond to results of earlier systematic reviews that used other age thresholds (70 and 80 years)[8-10]. More recently published studies confirm these results[27-29]. Literature shows, that older patients have a worse comorbidity status preoperatively compared with their younger counterparts, and as such have a higher risk of (severe) complications and mortality[30-33]. This is especially true, when considering that older patients with a similar comorbidity status as younger patients, have comparable short-term outcomes[13,34]. Our study, however, showed that the comorbidity status between patients aged < 75 and ≥ 75 was comparable, and this may be the result of lack of data, since it was not possible to obtain comorbidity rates for meta-analysis from most studies.

Subgroup analyses of OE studies showed increased in-hospital mortality rates in older patients, while studies including patients that underwent MIE showed comparable in-hospital, 30-d and 90-d mortality rates between older and younger patients. MIE might give surgeons opportunities to expand indications for curative surgery to older patients, because of the lower physical burden and risk of operation trauma of minimally invasive surgery on patients. Alternatively, it can be argued that studies with MIE used different selection criteria, as the two MIE studies in this review suggest[13,22].

The results from this review underline the importance of age as a predictor of mortality in patients undergoing esophagectomy for esophageal cancer, and this should be taken into account by clinicians. The results of this review also suggest that MIE might give older patients a chance at curative resection without a higher risk of mortality as compared to younger patients. In our view, however, it remains important to take comorbidity, fitness, frailty and patients’ views into consideration in addition to patient age and surgical approach.

CONCLUSION

In conclusion, patients aged 75 years or older undergoing curative esophagectomy for esophageal cancer have a higher risk of mortality. Minimally invasive esophagectomy may be important for minimizing mortality in older patients.

ARTICLE HIGHLIGHTS

Research background

Fit patients diagnosed with cT1-3N0-3M0 (resectable) esophageal cancer generally undergo curative esophagectomy. An increasing number of older patients is undergoing curative esophagectomy for resectable esophageal cancer. Previous meta-analyses have shown that older patients suffered from more postoperative morbidity and mortality compared to younger patients.

Research motivation

Increased morbidity and mortality in older patients after esophagectomy may lead to patient selection based on age. However, only studies including patients that underwent open esophagectomy were meta-analyzed. Therefore, it remains unknown whether there is an association between age and outcome in patients undergoing minimally invasive esophagectomy.

Research objectives

To perform a systematic review and meta-analysis on age and postoperative outcome in esophageal cancer patients undergoing esophagectomy, including minimally invasive esophagectomy.

Research methods

Studies comparing older with younger patients with primary esophageal cancer undergoing curative esophagectomy were included. Meta-analysis of studies using a 75-year age threshold are presented in the manuscript, studies using other age thresholds in the Supplementary material. MEDLINE, Embase and the Cochrane Library were searched for articles published between 1995 and 2020. Risk of bias was assessed with the Newcastle-Ottawa Scale. Primary outcomes were anastomotic leak, pulmonary and cardiac complications, delirium, 30-and 90-d, and in-hospital mortality. Secondary outcomes included pneumonia and 5-year overall survival.

Research results

Seven studies (4847 patients) using an age threshold of 75 years were included for meta-analysis with 755 older and 4092 younger patients. Older patients (9.05%) had higher rates of 90-d mortality compared with younger patients (3.92%), (confidence interval = 1.10-5.56). In addition, older patients (9.45%) had higher rates of in-hospital mortality compared with younger patients (3.68%), (confidence interval = 1.01-5.91). In the subgroup of 2 studies with minimally invasive esophagectomy, older and younger patients had comparable 30-d, 90-d and in-hospital mortality rates.

Research conclusions

Older patients undergoing curative esophagectomy for esophageal cancer have a higher postoperative mortality risk. Minimally invasive esophagectomy may be important for minimizing mortality in older patients.

Research perspectives

Future studies with more patients are needed to investigate the effects of curative minimally invasive esophagectomy on morbidity, mortality and especially quality of life in older patients with resectable esophageal cancer. Currently, we are investigating this with population-based surgical oncology data from the Netherlands.