Systematic Reviews
Copyright ©The Author(s) 2016.
World J Gastroenterol. Oct 7, 2016; 22(37): 8414-8434
Published online Oct 7, 2016. doi: 10.3748/wjg.v22.i37.8414
Table 1 Characteristics of studies reporting on good or poor response based upon histopathology
Ref.YearChemotherapy protocol with radiotherapyRadiotherapy protocol (Gy)Surgical proceduresTMETime to surgery (wk)Cancer stage pre neo-adjuvant therapyAdjuvant therapy
Gambacorta et al[21]2004Ralitrexed50.4APR/AR/Col-Anal resection/StomaY6-8Stage 2 or 3Y
Pucciarelli et al[28]2004Fluorouracil, leucovorin carboplatin, oxaliplatin45-50.4APR/AR/Hartmann’sY2-8T2/3/4, N0/1/2Y
Beddy et al[17]2008Fluorouracil45-50APR/ARYT3/4, N1/2
Giralt et al[22]2008Tegafir uracil, leucovorin45 + 9 boostAPR/ARY4-6T3/4, N0/1/2Y
Horisberger et al[24]2008Capecitabine, irinotecan50.4APR/AR/stomaY4-7T2/3/4, N+
Suárez et al[31]2008Fluoropyridine-based50.4APR/AR/Hartmann’sY6Stage 2 or 3Y
Bujko et al[18]2010Fluorouracil, leucovorin50.4APR/AR/Hartmann’sY4-6Stage 2 or 3Y
Avallone et al[13]2011Fluorouracil, levo-folinic acid, ralitrexed, oxaliplatin45.0APR/AR/StomaY< 8T3/4, N0/1/2Y
Eich et al[19]2011Fluorouracil50.4APR/AR/TEMS/Intersphincteric SurgeryY4-6Stage 1,2 or 3Y
Min et al[27]2011Fluorouracil, leucovorin50.4APR/ARY6T3/4, N0/1/2
Shin et al[30]2011Fluorouracil25-50.4APR/AR/Pan4-6T3/4
Huebner et al[25]2012FluorouracilAPR/ART1/2/3/4, N0/1/2Y
Lim et al[26]2012Capecitabine, fluorouracil, leucovorin44-46+4.6 boostRadical ProctectomyYT3/4, N+Y
Roy et al[29]2012Capecitabine, fluorouracil45-50Y4-6T1/2/3/4, N0/1/2Y
Vallböhmer et al[32]2012Fluorouracil50.4APR/ARYT3/4, N0/1/2
Winkler et al[33]2012Capecitabine, oxaliplatin45-50.4Y4-6Stage 2 or 3Y
Elezkurtaj et al[20]2013Fluorouracil50.4Y4-6
Hermanek et al[23]2013APR/AR/Hartmann’sYY
Fokas et al[14]2014Fluorouracil50.4APR/ARY4-6T3/4 or any T and N+Y
Santos et al[16]2014Fluorouracil50.4APR/ARY< 8T2N+ or T3/4Y
Hav et al[15]2015Fluorouracil, cetuximab, oxaliplatin25-45AR/Hartmann’sY6-8T3/4 or any T and N+
Table 2 Summary of histopathological tumour regression grade scales available in the literature for rectal cancer after neo-adjuvant treatment
TRG scaleMandard
(Low no. - More regression)[43]
0
1Complete regression - absence of residual cancer and fibrosis
2Presence of rare residual cancer
3An increase in the number of residual cancer cells, but predominantly fibrosis
4Residual cancer outgrowing fibrosis
5Absence of regressive changes
TRG scaleModified Mandard (Ryan)
(Low no. - More regression)[37]
0
1TRG 1 and 2 of the Mandard scale
2TRG 3 of the Mandard scale
3TRG 4 and 5 of the Mandard scale
4
5
TRG scaleWerner and Hoffler
(Low no. - More regression)[41]
0
10% viable tumour cells
2< 10% viable tumour cells
310%-50% viable tumour cells
4> 50% viable tumour cells
5No regression
TRG scaleDworak
(Low no. - Less regression)[35]
0No regression
1Dominant tumour mass with obvious fibrosis and/or vasculopathy
2Dominant fibrotic change with few
tumour cells or groups(easy to find)
3Very few tumour cells in fibrotic tissue with or without mucous substance
4No tumour cells, only fibrotic mass (total regression or response)
5
TRG scaleModified Dworak
(Low no. - Less regression)[38]
0No regression
1Regression ≤ 25% of tumour mass (dominant tumour mass with obvious fibrosis and/or vasculopathy)
2Regression > 25%-50% of tumour mass (dominantly fibrotic changes with few tumour cells of groups, easy to find)
3Regression > 50% of tumour mass (very few tumour cells in fibrotic tissue with or without mucous substance)
4Complete (total) regression (or response): no vital tumour cells
5
TRG scaleAJCC 7th Edition[48]
0Complete-no viable cells present
1Moderate-single cells/small groups of cancer cells
2Minimal-residual cancer outgrown by fibrosis
3Poor-minimal or no tumour kill, extensive residual cancer
4
5
TRG scaleMemorial Sloan-Kettering (Low no. - Less regression)[47]
00%-85% regression
186-99% regression
2100% regression
3
4
5
TRG scaleCologne
(Low no. - Less regression)[40]
0
1> 50 % Viable rectal tumour cells
210%-50% Viable rectal tumour cells
3Near complete regression with < 10% Viable rectal tumour cells
4Complete regression (pathologic complete remission and ypT0)
TRG scaleBujko/Glynne Jones
(Low no. - More regression)[18,44]
0No cancer cells
1A few cancer foci in less than 10% of tumour mass
2Cancer seen in 10%-50% of tumour mass
3Cancer cells seen in more than 50% of tumour mass
4
TRG scaleCollege of American Pathologists[50]
0Complete response: No residual tumour
1Marked response: Minimal residual cancer
2Moderate response: Residual cancer outgrown by fibrosis
3Poor or no response: Minimal or no tumour kill; extensive residual cancer
4
TRG scaleRCPath system
(Low no. - More regression)[42]
0
1No residual cells and/or mucus lakes only
2Minimal residual tumour i.e., microscopic residual tumour foci only
3No marked regression
4
TRG scaleRCRG system
(Low no. - More regression)[34]
0
1Sterilisation or only microscopic foci of adenocarcinoma with marked fibrosis
2Marked fibrosis but macroscopic disease present
3Little or no fibrosis with abundant macroscopic disease
4
TRG scaleMod RCRG system
(Low no. - More regression)[45]
0
1Macroscopic features may be varied. Microscopy reveals no tumour or < 5% of area of abnormality
2Macroscopic features may be varied. Microscopy reveals combination of viable tumour and fibrosis. Tumour comprises 5%-50% of overall area of abnormality
3Macroscopic or microscopic features may not be significantly different. Over 50% comprises tumour. Some fibrosis may be present but no more than untreated cases
4
TRG scaleJapanese
(Low no. - Less regression)[25]
0No regression
1aMinimal effect (necrosis less than 1/3)
1bMild effect (necrosis less than 2/3 but more than 1/3)
2Moderate effect (necrosis more than 2/3 of the lesion)
3No tumour cells
TRG scaleRuo
(Low no. - Less regression)[39]
0No evidence of response
11% to 33% response
234% to 66% response
3a67% to 95% response
3b96% to 99% response
4100% response (no viable tumour identified)
TRG scaleJunker and Muller
(Low no. - Less regression)[46]
1No regression
2a> 10% residual tumour cells
2b< 10% residual tumour cells
3Total regression (no viable tumour cells)
TRG scaleRodel
(Low no. - Less regression)[36]
PoorTRG 1 and 0 of the Dworak scale
IntermediateTRG 2 and 3 of the Dworak scale
CompleteTRG 4 of the Dworak scale
TRG scaleFour point scale
Swellengrebel et al[49]
pCRPathological complete response without residual primary tumour
Near pCRIsolated residual tumour cells/small groups of residual tumour cells
ResponseStromal fibrosis outgrowing tumour
No responseNo regression or those with stromal fibrosis outgrown by tumour
TRG scaleModified Mandard TRGN by Dhadda et al[51]
TRGN 1Complete regression with absence of residual cancer and fibrosis extending through the wall
TRGN 2Presence of rare residual cancer cells scattered through the fibrosis
TRGN 3An increased number of residual cancer cells, but fibrosis is still predominant
Table 3 Permutations of regression scales to define poor and good response
Poor responseGood response
TRG grading systemStudies that used the scaleTRG grading systemStudies that used the scale

Mandard TRG 3,4,5Suárez et al[31]Mandard TRG 1,2Suárez et al[31]
Santos et al[16]Gambacorta et al[21]
Santos et al[16]
Mandard TRG 4Gambacorta et al[21]Mandard TRG 2,3Avallone et al[13]
Giralt et al[22]
Mandard TRG 4,5Avallone et al[13]Mandard TRG 1,2,3Roy et al[29]
Roy et al[29]Pucciarelli et al[28]
Pucciarelli et al[28]Shin et al[30]
Shin et al[30]
Dworak 1Winkler et al[33]Dworak TRG 2,3,4Huebner et al[25]
Roy et al[29]
Dworak TRG 0,1Huebner et al[25]Dworak TRG 2,3Fokas et al[14]
Roy et al[29]
Fokas et al[14]
Dworak TRG 1,2Lim et al[26]Dworak TRG 3,4Lim et al[26]
Elezkurtaj et al[20]
Santos et al[16]
Hav et al[15]
Dworak TRG 0,1,2Elezkurtaj et al[20]Dworak TRG 3Winkler et al[33]
Hav et al[15]
Santos et al[16]
Rodel TRG 3 [Dworak 0,1]Min et al[27]Japanese TRG 2,3Horisberger et al[24]
Rodel TRG 3 [Wittekind (mod Dworak 0,1)]Hermanek et al[23]Japanese TRG 3Vallböhmer et al[32]
Japanese TRG 0,1a,1bHorisberger et al[24]Miller Junker TRG 2a and 2bVallböhmer et al[32]
Japanese TRG 1Vallböhmer et al[32]Cologne TRG 3 and 4Vallböhmer et al[32]
Miller Junker TRG 1Vallböhmer et al[32]Glynne Jones TRG 1Bujko et al[18]
Miller Junker TRG 1,2aEich et al[19]
Cologne TRG 1,2Vallböhmer et al[32]
Glynne Jones TRG 3Bujko et al[18]
Wheeler RCRG TRG 2Beddy et al[17]
Table 4 Proportion of poor responders in the literature according to regression grades
TRG grading systemNo. of reports (total 25 reports from 21 studies)Proportion of poor respondersLower limit of confidence IntervalUpper limit of confidence Interval
Mandard834.922.849.4
Dworak847.432.562.7
Junker/Muller250.828.872.5
Japanese235.020.452.9
Wheeler138.930.847.7
Bujko/Glynne-Jones122.115.830.0
Rodel based on Dworak152.244.959.5
Rodel based on Wittekind (modified Dworak)114.710.619.9
Cologne17.13.214.8
Table 5 Study definitions of poor response according to histopathological tumour regression grade scales
Ref.YearTRG scale used (original disease application)Are the scales reported accurately?Poor response definitionTotal (n)Poor responders (n)Average F/up in monthsLR (%) 5 yrDR (%) 5 yrDFS (%)OS (%)
Gambacorta et al[21]2004Mandard (oesophagus)YesTRG 4541025
Pucciarelli et al[28]2004Mandard (oesophagus)YesTRG 4 and 51065242
Beddy et al[17]2008Wheeler (rectal)YesTRG 2126493721Yr. 5: 71
Giralt et al[22]2008Mandard (oesophagus)NoTRG 4687
Horisberger et al[24]2008Japanese Society for Cancer of the Colon and Rectum (rectal)YesTRG 0 and 1a and 1b5926
Suárez et al[31]2008Mandard (oesophagus)YesTRG 3 and 4 and 511983333.4114.31Yr. 2: 83.6
Yr. 3: 73.8
Bujko et al[18]2010Glynne Jones/Bujko (rectal)YesTRG 313129482647Yr. 4: 47
Avallone et al[13]2011Mandard (oesophagus)YesTRG 4 and 563960Yr. 5: Prob free of recurrence 562
Eich et al[19]2011Müller and Junker (lung)YesTRG 1 and 2a722828Yr. 2: 76 ± 14.8
Min et al[27]2011Rodel (rectal based on Dworak)YesCategorised as poor according to Rodel and based on TRG 0 and 1 on Dworak scale17893432131
Shin et al[30]2011Mandard (oesophagus)YesTRG 4 and 51025040.3Yr. 3: 72.6
Huebner et al[25]2012Dworak (rectal)YesTRG 0+123761
Lim et al[26]2012Dworak (rectal)YesTRG 1+2581357619.527.2Yr. 5: 63.6Yr. 5: 71.3
Roy et al[29]2012Dworak (rectal)YesTRG 0 and 17542Yr. 2: 68.9Yr. 2: 92.6
Roy et al[29]2012Mandard (oesophagus)YesTRG 4 and 57524Yr. 2: 60.3Yr. 2: 87.3
Vallböhmer et al[32]2012Japanese Society for Cancer of the Colon and Rectum (rectal)YesTRG 18523
Vallböhmer et al[32]2012Junker Miller (lung)YesTRG 1856DNE
Vallböhmer et al[32]2012Cologne (oesophageal)YesTRG 1 and 28553DNE
Winkler et al[33]2012Dworak (rectal)NoTRG 1339DNE
Elezkurtaj et al[20]2013Dworak (rectal)YesTRG 0,1 and 210268
Hermanek et al[23]2013Rodel (rectal based on Wittekind and Tannapfel (rectal based on Dworak)YesCategorised as poor according to Rodel and based on TRG 0and1 on Wittekind and Tannapfel (a modified Dworak scale)225339215.927.9Yr. 5: 63.6Yr. 5: 75.8
Fokas et al[14]2014Dworak (rectal)YesTRG 0+138690132Yr. 10: 3.6Yr. 10: 39.6Yr. 10: 63%
Santos et al[16]2014Dworak (rectal)YesTRG 0,1 and 214485563.516.4Yr. 5: 68.1Yr. 5: 69.1
Santos et al[16]2014Mandard (oesophagus)YesTRG 3 and 4 and 514469564.320.3Yr. 5: 61.7Yr. 5: 60.7
Hav et al[15]2015Dworak (rectal)YesTRG 0,1 and 2764820No specific data but no correlation with DFS
Table 6 Study definitions of good response according to histopathological tumour regression grade scales
Ref.YearTRG scale used (original disease application)Are the scales reported accurately?Good response definitionTotal (n)Good responders (n)Average F/up in monthsLR (%) 5 yrDR (%) 5 yrDFS (%)OS (%)
Gambacorta et al[21]2004Mandard (oesophagus)YesTRG 1 and 2542425
Pucciarelli et al[28]2004Mandard (oesophagus)YesTRG 1 and 2 and 31045242DNEDNE
Horisberger et al[24]2008Japanese Society for Cancer of the Colon and Rectum (rectal)YesTRG 2 and 35933
Suárez et al[31]2008Mandard (oesophagus)YesTRG 1 and 2119363300DNE
Bujko et al[18]2010Glynne Jones/Bujko (rectal)YesTRG 11314048934Yr. 4: 67
Avallone et al[13]2011Mandard (oesophagus)YesTRG 2 and 3632060Yr. 5: Prob free of recurrence > 90%
Shin et al[30]2011Mandard (oesophagus)YesTRG 1 and 2 and 31025240.3Yr. 3: 74.1
Huebner et al[25]2012Dworak (rectal)YesTRG 2 and 3 and 4237176
Lim et al[26]2012Dworak (rectal)YesTRG 3 and 4581224611.311.6Yr. 5: 86.7Yr. 5: 88.2
Roy et al[29]2012Dworak (rectal)YesTRG 2 and 3 and 47533Yr. 2: 91.7Yr. 2: 89.2
Roy et al[29]2012Mandard (oesophagus)YesTRG 1 and 2 and 37551Yr. 2: 86.1Yr. 2: 92.2
Vallböhmer et al[32]2012Japanese Society for Cancer of the Colon and Rectum (rectal)YesTRG 38523DNE
Vallböhmer et al[32]2012Junker Miller (lung)YesTRG 2aand2b8565DNE
Vallböhmer et al[32]2012Cologne (oesophageal)YesTRG 3 and 48526DNE
Winkler et al[33]2012Dworak (rectal)NoTRG 3336
Elezkurtaj et al[20]2013Dworak (rectal)YesTRG 3 and 410234
Fokas et al[14]2014Dworak (rectal)YesTRG 2 and 3386256132Yr. 10: 8.0Yr. 10: 29.3Yr. 10: 73.6%
Santos et al[16]2014Dworak (rectal)YesTRG 3 and 414454561.811.1Yr. 5: 78.4Yr. 5: 77.4
Santos et al[16]2014Mandard (oesophagus)YesTRG 1 and 214470561.48.6Yr. 5: 81.7Yr. 5: 79.4
Hav et al[15]2015Dworak (rectal)YesTRG 3 and 4762820No specific data but no correlation with DFS
Table 7 Comparison of outcomes between good and poor responders
Ref.YearGood response defn.Poor response defn.LR %
P < 0.05DR %
P < 0.05DFS %
P < 0.05OS %
P < 0.05DSS
P < 0.05Conclusion
GRPRGRPRGRPRGRPRGRPR
Pucciarelli et al[28]2004TRG 1 and 2 and 3TRG 4 and 5Better in GRNoBetter in GRNoGood responders have better, non-statistically significant outcomes for DFS and OS
Suárez et al[31]2008TRG 1 and 2TRG 3 and 4 and 503.4NC014.3NCBetter in GRYesBetter in GRNoGood responders have better, statistically significant DFS but have better, non significant LR, DR and DSS
Bujko et al[18]2010TRG 1TRG 3926No3447No6747NoGood responders have better, non-statistically significant outcomes for LR, DR and DFS
Avallone et al[13]2011TRG 2 and 3TRG 4 and 5Prob > 90%Prob 56%YesGood responders have better, statistically significant DFS
Shin et al[30]2011TRG 1 and 2 and 3TRG 4 and 574.172.6NoGood responders have better, non-statistically significant outcomes for DFS
Lim et al[26]2012TRG 3 and 4TRG 1 and 21.39.5Yes11.627.2Yes86.763.6Yes88.271.3YesGood responders have better, statistically significant outcomes for LR, DR, DFS and OS
Roy et al[29]2012TRG 1 and 2 and 3TRG 4 and 586.160.3Yes92.287.3NoGood responders have better, statistically significant DFS but have better, non significant OS
Roy et al[29]2012TRG 2 and 3 and 4TRG 0 and 191.768.9No89.292.6NoGood responders had better, non-statistically significant outcomes for DFS. Good responders had poorer, non-statistically significant outcomes for OS
Vallböhmer et al[32]2012TRG 3TRG 1Better in GRNoGood responders have better, non-statistically significant outcomes for OS
Vallböhmer et al[32]2012TRG 2a and 2bTRG 1Better in GRNoGood responders have better, non-statistically significant outcomes for OS
Vallböhmer et al[32]2012TRG 3 and 4TRG 1 and 2Better in GRNoThere was no statistically significant difference for OS between good and poor responders
Fokas et al[14]2014TRG 2 and 3TRG 0 and 183.6No29.339.6Yes73.663YesGood responders have better, statistically significant outcomes for DR and DFS. Good responders had poorer, non-statistically significant outcomes for LR
Santos et al[16]2014TRG 1 and 2TRG 3 and 4 and 51.44.3NC8.620.3NC81.761.7Yes79.460.7YesGood responders have better, statistically significant outcomes for DFS and OS
Santos et al[16]2014TRG 3 and 4TRG 0 and 1 and 21.83.5NC11.116.4NC78.468.1No77.469.1NoGood responders have better, non-statistically significant outcomes for DFS and OS
Hav et al[15]2015TRG 3 and 4TRG 0 and 1 and 2Better in GRNoGood responders have better, non-statistically significant outcomes for DFS
Table 8 Summary of magnetic resonance imaging regression scale available in the literature
mrTRG scalemrTRG
(Low no. - More regression)[47]
1Radiological complete response: no evidence of ever treated tumour
2Good response (dense fibrosis; no obvious residual tumour, signifying minimal residual disease or no tumour)
3Moderate response (50% fibrosis or mucin, and visible intermediate signal)
4Slight response (little areas of fibrosis or mucin but mostly tumour)
5No response (intermediate signal intensity, same appearances as original tumour)
Table 9 Characteristics of studies reporting on poor response based upon magnetic resonance imaging
Ref.YearChemotherapy protocolRadiotherapy protocol (Gy)Surgical proceduresTMETime to surgery (wk)Cancer stage Pre neo-adjuvant therapyAdjuvant therapy
Shihab et al[52]2011APR/ARY
Patel et al[7] and Siddiqui et al[8]2011 and 2012APR/ARY
Patel et al[6]2012APR/ARYT1/2/3/4, N0/1/2Y
Yu[53]2014 (unpublished data from our centre)Capecitabine, oxaliplatin ± cetuximab50.4-54YT2/3/4Y
Yu[53]2014 (unpublished data from our centre)Capecitabine, oxaliplatin ± cetuximab50.4-54YT2/3/4Y
Table 10 Study definitions of poor response according to magnetic resonance imaging tumour regression grade scales
Ref.YearTRG scale used (histological stage based upon)Scales accurate?Poor response definitionTotal (n)Poor responders (n)Average F/up in monthsLR (%) 5 yrDR (%) 5 yrDFS (%)OS (%)
Shihab et al[52]2011MRI TRG (based on Mandard)YesTRG 4,5371749
Patel et al[5,7]2012MRI TRG (based on Dworak)YesTRG 4,56922
Patel et al[6] and Patel et al[7]2011 and 2012MRI TRG (based on Dworak)YesTRG 4,566346029Yr. 5: 31Yr. 5: 27
Yu[53]2014 (unpublished data from our centre)MRI TRG (based on Mandard and Dworak)YesTRG 4,521085Yr. 3: 52%Yr. 3: 74%
Yu[53]2014 (unpublished data from our centre)MRI TRG (based on Mandard and Dworak)YesTRG 4,515247Yr. 5: 59%Yr. 5: 68%
Table 11 Study definitions of good response according to magnetic resonance imaging tumour regression grade scales
Ref.YearTRG scale used (histological stage based upon)Scales accurate?Good response definitionTotal (n)Good responders (n)Average F/up in monthsLR (%) 5 yrDR (%) 5 yrDFS (%)OS (%)
Shihab et al[52]2011MRI TRG (based on Mandard)YesTRG 1,2,3372013
Patel et al[6]2012MRI TRG (based on Dworak)YesTRG 1,2,36947
Patel et al[5] and Patel et al[7]2011 and 2012MRI TRG (based on Dworak)YesTRG 1,2,366326014Yr. 5: 64Yr. 5: 72
Yu[53]2014 (unpublished data from our centre)MRI TRG (based on Mandard and Dworak)YesTRG 1,215261DFS, Yr. 5: 83%DFS, Yr. 5: 90%
Table 12 Comparison of outcomes between good and poor responders
Ref.YearLocal recurrence (LR)P < 0.05Distant recurrence (DR)P < 0.05Progression disease-free survival (DFS)P < 0.05Disease-free survival (DFS)P < 0.05Overall survival (OS)P < 0.05Conclusion
Shihab et al[52]2011Better in GRNoBetter in GRYesGood responders have better, statistically significant outcomes for DR but have better, non significant LR
Patel et al[5] and Patel et al[7]2011 and 2012Better in GRNoBetter in GRYesBetter in GRYesGood responders have better, statistically significant outcomes for DFS and OS but have better, non significant outcomes for LR
Yu[53]2014Better in GRYesBetter in GRYesGood responders have better, statistically significant outcomes for DFS and OS