Retrospective Cohort Study Open Access
Copyright ©The Author(s) 2024. Published by Baishideng Publishing Group Inc. All rights reserved.
World J Methodol. Jun 20, 2024; 14(2): 91868
Published online Jun 20, 2024. doi: 10.5662/wjm.v14.i2.91868
Tracheostomy-related data from an intensive care unit for two consecutive years before the COVID-19 pandemic
Maria Papaioannou, 1st Intensive Care Unit, G Papanikolaou General Hospital, Exohi, Thessaloniki 57010, Greece
Evdoxia Vagiana, Maria Sileli, Nikolaos Kapravelos, 2nd Intensive Care Unit, G Papanikolaou General Hospital, Exohi, Thessaloniki 57010, Greece
Serafeim-Chrysovalantis Kotoulas, Intensive Care Unit, Hippokration General Hospital, Thessaloniki 54642, Greece
Katerina Manika, Department of Pulmonary, Medical School, Aristotle University of Thessaloniki, G. Papanikolaou General Hospital, Exohi, Thessaloniki 57010, Greece
Alexandros Tsantos, 2nd Department of Internal Medicine, General Hospital of Thessaloniki “Ippokration”, Thessaloniki 54642, Greece
ORCID number: Serafeim-Chrysovalantis Kotoulas (0000-0003-6092-1341).
Author contributions: Papaioannou M and Vagiana E designed research; Vagiana E performed research; Manika K, Tsantos A, and Kapravelos N contributed new reagents or analytic tools; Kotoulas SC analyzed data; Papaioannou M, Sileli M, and Kotoulas SC wrote the paper; All authors contributed to the study, read and approved the final manuscript.
Institutional review board statement: All procedures performed in this study are in accordance with the ethical standards of the scientific council of the General Hospital of Thessaloniki “G. Papanikolaou”, reference number 1214.
Informed consent statement: All study participants or their legal guardian provided informed written consent about personal and medical data collection prior to study enrolment.
Conflict-of-interest statement: All authors have no conflicts of interest to disclose.
Data sharing statement: The data that support the findings of this study are available from the corresponding author upon reasonable request.
STROBE statement: The authors have read the STROBE Statement—checklist of items, and the manuscript was prepared and revised according to the STROBE Statement—checklist of items.
Open-Access: This article is an open-access article that was selected by an in-house editor and fully peer-reviewed by external reviewers. It is distributed in accordance with the Creative Commons Attribution NonCommercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited and the use is non-commercial. See: https://creativecommons.org/Licenses/by-nc/4.0/
Corresponding author: Serafeim-Chrysovalantis Kotoulas, PhD, Consultant Physician-Scientist, Intensive Care Unit, Hippokration General Hospital, Kostantinoupoleos 49, Thessaloniki 54642, Greece. akiskotoulas@hotmail.com
Received: January 7, 2024
Revised: February 24, 2024
Accepted: April 12, 2024
Published online: June 20, 2024
Processing time: 158 Days and 16.5 Hours

Abstract
BACKGROUND

Tracheostomy is commonly used in intensive care unit (ICU) patients who are expected to be on long-term mechanical ventilation or suffer from emergency upper airway obstruction. However, some studies have conflicting findings regarding the optimal technique and its timing and benefits.

AIM

To provide evidence of practice, characteristics, and outcome concerning tracheostomy in an ICU of a tertiary care hospital.

METHODS

This was a retrospective cohort study including adult critical care patients in a single ICU for two consecutive years. Patients’ demographic characteristics, severity of illness (APACHE II score), level of consciousness [Glasgow Coma Scale (GCS)], comorbidities, timing and type of tracheostomy procedure performed and outcome were recorded. We defined late as tracheostomy placement after 8 days or no tracheotomy.

RESULTS

Data of 660 patients were analyzed (median age of 60 years), median APACHE II score of 19 and median GCS score of 12 at admission. Tracheostomy was performed in 115 patients, of whom 63 had early and 52 late procedures. Early tracheostomy was mainly executed in case of altered level of consciousness and severe critical illness polyneuromyopathy, however there were no significant statistical results (47.6% vs 36.5%, P = 0.23) and (23.8% vs 19.2%, P = 0.55) respectively. Regarding the method selected, early surgical tracheostomy (ST) was conducted in patients with maxillofacial injuries (50.0% vs 0.0%, P = 0.033), whereas late surgical tracheostomy was selected for patients with goiter (44.4% vs 0.0% P = 0.033). Patients with early tracheostomy spent significantly fewer days on mechanical ventilation (15.3 ± 8.5 vs 22.8 ± 9.6, P < 0.001) and in ICU in general (18.8 ± 9.1 vs 25.4 ± 11.5, P < 0.001). Percutaneous dilatation tracheostomy (PDT) vs ST was preferable in older critical care patients in the case of Central Nervous System underlying cause of admission (62.5% vs 26.3%, P = 0.004). ST was the method of choice in compromised airway (31.6%, vs 7.3% P = 0.008). A large proportion of patients (88/115) with tracheostomy managed to wean from mechanical ventilation and were transferred out of the ICU (100% vs 17.4%, P < 0.001).

CONCLUSION

PDT was performed more frequently in our cohort. This technique did not affect mechanical ventilation days, ventilator-associated pneumonia (VAP), ICU length of stay, or survival. No complications were observed in the percutaneous or surgical tracheostomy groups. Patients undergoing early tracheostomy benefited in terms of mechanical ventilation days and ICU length of stay but not of discharge status, presence of VAP, or survival.

Key Words: Tracheostomy, Early tracheostomy, Late tracheostomy, Percutaneous dilatation tracheostomy, Surgical tracheostomy, Weaning, Survival, Mechanical ventilation

Core Tip: Performing a tracheostomy in critical care patients is a common procedure. We analyzed patients who were hospitalized for two consecutive years in an intensive care unit in a tertiary hospital, before the coronavirus disease 2019 pandemic. We recorded our findings in this observational study, associated with the timing and method of tracheostomy, the role of tracheostomy in weaning from the mechanical ventilation and the outcome. Our findings were quite consistent with the review of literature, but need to be confirmed by prospective studies. We hope that this study could contribute to a certain degree to the literature about tracheostomy.



INTRODUCTION

Tracheostomy is a long-established invasive intervention commonly performed in critically ill patients treated in the intensive care unit (ICU). It is primarily carried out to wean patients who may require prolonged invasive mechanical ventilatory support and in emergency upper airway obstruction[1]. Tracheostomy is a safe procedure when used on an elective basis, which has been shown to have benefits compared to prolonged translaryngeal ventilation. Some advantages include avoiding laryngeal injury, protecting against pulmonary aspiration, facilitating clearance of respiratory secretions, decreasing sedation needs, supporting nursing care, and enhancing patients’ comfort and daily living activity[2]. Furthermore, there is increasing evidence that tracheostomy shortens the length of ICU stay and decreases the risk of developing ventilator-associated pneumonia (VAP)[3]. Well-known complications are bleeding, pneumothorax, stomal infection, and tracheal stenosis[4].

Two approaches are feasible: the open surgical tracheostomy (ST) and the bedside percutaneous dilatational tracheostomy (PDT) performed by intensive care physicians[1]. The choice depends on patient risk factors. Both techniques bear advantages as well as early and late complications, with the PDT being preferred mainly due to less procedural time, effort consumption, and costs[5]. Evidence on the optimal timing for tracheostomy is still conflicting. Previous meta-analyses showed no difference in the duration of mechanical ventilation, incidence of VAP, or short-term mortality[6,7]. A recent meta-analysis by Chorath et al[8] demonstrated lower VAP rates and shorter durations of mechanical ventilation and ICU stay.

Tracheostomy practices in ICUs vary between countries, even between different regions of the same country. Our study aimed to provide evidence of practices, characteristics, and outcomes concerning tracheostomy in the ICU of a tertiary care hospital.

MATERIALS AND METHODS

The protocol of this retrospective observational study was approved by the scientific council of the General Hospital of Thessaloniki “G. Papanikolaou,” reference number 1214, and a relative from each participant gave written informed consent. Participants were all patients admitted to the 2nd Intensive Care Unit of the tertiary General Hospital of Thessaloniki “G. Papanikolaou” between 01/03/2018 and 31/08/2019, with no exclusion criteria. No sample size calculation was performed. Instead, it was decided to include all the patients for two consecutive years to better represent this specific unit's epidemiological data before the coronavirus disease-19 (COVID-19) pandemic. The same group of ICU physicians used the same PDT technique while the same team of surgeons performed the ST.

The variables that were recorded were the age and the gender of the patients, their Glasgow Coma Scale (GCS)[9] and their acute physiology and chronic health evaluation (APACHE II) and APACHE II predicted death rate (APDR)[10] at admission, their number and category of co-morbidities, their cause of ICU admission and intubation [central nervous system (CNS), cardiovascular system (CVS), respiratory system, sepsis, malignancy, trauma, surgery, metabolic disease compromised airway]. Furthermore, the performance of a tracheostomy, the reason why a tracheostomy was performed (prolonged mechanical ventilation, compromised airway, low level of consciousness, myopathy), the timing of tracheostomy (early vs late)[11], the reason for an early tracheostomy (prolonged duration of stay, compromised airway, trauma, neuromuscular disease), the method of the performed tracheostomy (PDT vs ST)[12], the reason for a ST (facial trauma, cervical burn, difficult airway, cervical edema, goiter, re-opening), any serious complications during the procedure, the occurrence of VAP, the responsible pathogen for the VAP, isolated by a bronchial secretion culture and variables related with the outcome of the patients, such as where they were transferred after their ICU discharged [ward, another hospital, rehabilitation center, critical care unit (CCU), or intensive coronary care unit (ICCU)], their breathing style at discharge (unassisted or assisted) and more specific their method of breathing (T-piece, speaking valve, tracheostomy closure, continuous positive airway pressure (CPAP), bi-level positive airway pressure, pressure or volume ventilator), their days spent on mechanical ventilation and in ICU and their weaning from mechanical ventilation and survival status.

Analysis was carried out using SPSS Statistics 24.0 software (IBM Corp, Armonk, NY, United States). Continuous variables are presented as a mean ± standard deviation (SD), and categorical variables as number and percentage (n, %). Normality tests were performed using the Kolmogorov-Smirnov test to separate parametric from non-parametric variables. Categorical variables were analyzed using the Chi-Square test with Fisher’s exact test correction when necessary, whereas continuous variables were analyzed using the Independent Samples t-test for parametric variables and the Mann-Whitney U test for non-parametric variables. All tests were two-tailed and significance was taken at P < 0.05.

RESULTS

Table 1 shows the baseline characteristics of the patients and the comparison between those who were subjected to tracheostomy and those who were not. Patients were subjected more frequently to tracheostomy if their cause of admission was sepsis (3.5% vs 0.0%, P = 0.001) and trauma (17.4% vs 7.2%, P < 0.001) and less frequently if they were admitted due to surgery (1.7% vs 22.9%, P < 0.001). As far as the cause of intubation, CNS pathology, trauma, and compromised airway led to tracheostomy more frequently (47.0% vs 25.1%, P < 0.001), (13.9% vs 3.3%, P < 0.001) and (11.3% vs 2.6%, P < 0.001) respectively, while the opposite was true for surgery (0.0% vs 45.1%, P < 0.001). GCS at admission was significantly lower in patients with tracheostomy (9.6 ± 4.4 vs 12.2 ± 4.4, P < 0.001), while patients with tracheostomy spent significantly more days in ICU (21.8 ± 10.7 vs 4.0 ± 6.3, P < 0.001). Finally, after ICU discharge, patients with tracheostomy were transferred less frequently to a ward (65.2% vs 76.9%, P = 0.009) and more frequently to another hospital (9.6% vs 1.7%, P < 0.001) or a rehabilitation center (6.1% vs 0.6%, P < 0.001).

Table 1 Baseline characteristics and comparison between patients who were subjected to tracheostomy and those who were not subjected to tracheostomy, n (%).

Total patients
Patients with tracheostomy
Patients without tracheostomy
P value
GenderMale375/660 (56.8)72/115 (62.6)303/545 (55.6)0.17
Female285/660 (43.2)43/115 (37.4)242/545 (44.4)
Age (yr)60.2 ± 16.860.1 ± 15.260.2 ± 17.10.97
Cause of admissionCNS345/660 (52.3)65/115 (56.5)280/545 (51.4)0.32
CVS28/660 (4.2)3/115 (2.6)25/545 (4.6)0.45
RS56/660 (8.5)11/115 (9.6)45/545 (8.3)0.65
Sepsis4/660 (0.6)4/115 (3.5)0/545 (0.0)0.001
Malignancy20/660 (3.0)7/115 (6.1)13/545 (2.4)0.06
Trauma59/660 (8.9)20/115 (17.4)39/545 (7.2)< 0.001
Surgery127/660 (19.2)2/115 (1.7)125/545 (22.9)< 0.001
Metabolic cause21/660 (3.2)3/115 (2.6)18/545 (3.3)1.00
Cause of intubationNot intubated19/660 (2.9)0/115 (0.0)19/545 (3.5)0.06
CNS191/660 (28.9)54/115 (47.0)137/545 (25.1)< 0.001
CVS31/660 (4.7)8/115 (7.0)23/545 (4.2)0.21
RS42/660 (6.4)10/115 (8.7)32/545 (5.9)0.26
Trauma34/660 (5.2)16/115 (13.9)18/545 (3.3)< 0.001
Metabolic cause34/660 (5.2)7/115 (6.1)27/545 (5.0)0.62
Compromised airway27/660 (4.1)13/115 (11.3)14/545 (2.6)< 0.001
Sepsis36/660 (5.5)7/115 (6.1)29/545 (5.3)0.74
Surgery246/660 (37.3)0/115 (0.0)246/545 (45.1)< 0.001
GCS (N)11.8 ± 4.59.6 ± 4.412.2 ± 4.4< 0.001
APACHE II (N)19.2 ± 8.019.0 ± 6.719.3 ± 8.50.65
APDR (%)35.0 ± 24.533.2 ± 20.135.7 ± 26.10.29
Number of co-morbidities (N)1.8 ± 1.51.75 ± 1.401.75 ± 1.490.97
Co-morbidityCardiovascular329/660 (49.8)56/115 (48.7)273/545 (50.1)0.79
Metabolic273/660 (41.4)46/115 (40.0)227/545 (41.7)0.74
Respiratory74/660 (11.2)13/115 (11.3)61/545 (11.2)0.97
Autoimmune10/660 (1.5)3/115 (2.6)7/545 (1.3)0.39
Malignancy83/660 (12.6)10/115 (8.7)73/545 (13.4)0.17
Psychiatric46/660 (7.0)10/115 (8.7)36/545 (6.6)0.42
Renal41/660 (6.2)6/115 (5.2)35/545 (6.4)0.63
Neurological42/660 (6.4)9/115 (7.8)33/545 (6.1)0.48
Hematological19/660 (2.9)3/115 (2.6)16/545 (2.9)1.00
Urological26/660 (3.9)3/115 (2.6)23/545 (4.2)0.60
Infectious10/660 (1.5)4/115 (3.5)6/545 (1.1)0.08
Days in ICU (N)7.1 ± 9.921.8 ± 10.74.0 ± 6.3< 0.001
Transferred toWard494/660 (74.8)75/115 (65.2)419/545 (76.9)0.009
Another hospital20/660 (3.0)11/115 (9.6)9/545 (1.7)< 0.001
Rehabilitation center10/660 (1.5)7/115 (6.1)3/545 (0.6)< 0.001
CCU6/660 (0.9)3/115 (2.6)3/545 (0.6)0.07
ICCU12/660 (1.8)0/115 (0.0)12/545 (2.2)0.24
SurvivalYes542/660 (82.1)96/115 (83.5)446/545 (81.8)0.68
No118/660 (17.9)19/115 (16.5)99/545 (18.2)

Regarding the timing of the tracheostomy, patients were subjected less frequently to early tracheostomy when the reason for performing it was prolonged mechanical ventilation (14.3% vs 30.8%, P = 0.033). If the reason for performing ST was a facial trauma, early tracheostomy was chosen significantly more frequently (50.0% vs 0.0%, P = 0.033), while the opposite was true if the reason for performing ST was a goiter (0.0% vs 44.4%, P = 0.033). Patients with early tracheostomy spent significantly fewer days on mechanical ventilation (15.3 ± 8.5 vs 22.8 ± 9.6, P < 0.001) and in ICU in general (18.8 ± 9.1 vs 25.4 ± 11.5, P < 0.001) (Table 2).

Table 2 Baseline characteristics of the patients who were subjected to tracheostomy and comparison between those who were subjected to early tracheostomy and those who were subjected to late tracheostomy, n (%).

Whole of the
patients
Patients with early tracheostomy
Patients with late tracheostomy
P value
GenderMale72/115 (62.6)40/63 (63.5)32/52 (61.5)0.83
Female43/115 (37.4)23/63 (36.5)20/52 (38.5)
Age (yr)60.1 ± 15.260.1 ± 14.360.2 ± 16.40.95
Cause of admissionCNS65/115 (56.5)38/63 (60.3)27/52 (51.9)0.37
CVS3/115 (2.6)1/63 (1.6)2/52 (3.9)0.59
RS11/115 (9.6)8/63 (12.7)3/52 (5.8)0.34
Sepsis4/115 (3.5)1/63 (1.6)3/52 (5.8)0.33
Malignancy7/115 (6.1)2/63 (3.2)5/52 (9.6)0.24
Trauma20/115 (17.4)10/63 (15.9)10/52 (19.2)0.64
Surgery2/115 (1.7)2/63 (3.2)0/52 (0.0)0.50
Metabolic3/115 (2.6)1/63 (1.6)2/52 (3.9)0.59
Cause of intubationCNS54/115 (47.0)32/63 (50.8)22/52 (42.3)0.36
CVS8/115 (7.0)5/63 (7.9)3/52 (5.8)0.73
RS10/115 (8.7)7/63 (11.1)3/52 (5.8)0.51
Trauma16/115 (13.9)8/63 (12.7)8/52 (15.4)0.68
Metabolic7/115 (6.1)2/63 (3.2)5/52 (9.6)0.24
Compromised airway13/115 (11.3)7/63 (11.1)6/52 (11.5)0.94
Sepsis7/115 (6.1)2/63 (3.2)5/52 (9.6)0.24
Surgery0/115 (0.0)0/63 (0.0)0/52 (0.0)N/A
GCS (N)9.6 ± 4.49.3 ± 4.110.1 ± 4.60.33
APACHE II (N)19.0 ± 6.718.3 ± 6.419.8 ± 7.00.25
APDR (%)33.2 ± 20.131.7 ± 18.735.0 ± 21.70.38
Number of co-morbidities (N)1.75 ± 1.401.75 ± 1.331.75 ± 1.490.99
Co-morbidityCardiovascular56/115 (48.7)34/63 (54.0)22/52 (42.3)0.21
Metabolic46/115 (40.0)22/63 (34.9)24/52 (46.2)0.22
Respiratory13/115 (11.3)7/63 (11.1)6/52 (11.5)0.94
Autoimmune3/115 (2.6)2/63 (3.2)1/52 (1.9)1.00
Malignancy10/115 (8.7)6/63 (9.5)4/52 (7.7)1.00
Psychiatric10/115 (8.7)6/63 (9.5)4/52 (7.7)1.00
Renal6/115 (5.2)4/63 (6.4)2/52 (3.9)0.69
Neurological9/115 (7.8)7/63 (11.1)2/52 (3.9)0.18
Hematological3/115 (2.6)1/63 (1.6)2/52 (3.9)0.59
Urological3/115 (2.6)1/63 (1.6)2/52 (3.9)0.59
Infectious4/115 (3.5)3/63 (4.8)1/52 (1.9)0.63
Reason for tracheostomyProlonged mechanical ventilation25/115 (21.7)9/63 (14.3)16/52 (30.8)0.033
Compromised
Airway
16/115 (13.9)9/63 (14.3)7/52 (13.5)0.90
Low level of
consciousness
49/115 (42.6)30/63 (47.6)19/52 (36.5)0.23
Myopathy
25/115 (21.7)15/63 (23.8)10/52 (19.2)0.55
Method of tracheostomy PDT96/115 (83.5)53/63 (84.1)43/52 (82.7)0.84
ST19/115 (16.5)10/63 (15.9)9/52 (17.3)
Reason for STFacial trauma5/19 (26.3)5/10 (50.0)0/9 (0.0)0.033
Cervical burn1/19 (5.3)0/10 (0.0)1/9 (11.1)0.47
Difficult airway6/19 (31.6)3/10 (30.0)3/9 (33.3)1.00
Cervical edema1/19 (5.3)1/10 (10.0)0/9 (0.0)1.00
Goiter4/19 (21.1)0/10 (0.0)4/9 (44.4)0.033
Re-opening2/19 (10.5)1/10 (10.0)1/9 (11.1)1.00
Complications0/115 (0.0)0/63 (0.0)0/52 (0.0)n/a
VAP31/115 (27.0)17/63 (27.0)14/52 (26.9)0.99
Pathogen isolatedNone11/47 (23.4)7/24 (29.2)4/23 (17.4)0.34
Candida albicans1/47 (2.1)1/24 (4.2)0/23 (0.0)1.00
Klebsiella pneumoniae4/47 (8.5)2/24 (8.3)2/23 (8.7)1.00
Acinetobacter baumanii15/47 (31.9)7/24 (29.2)8/23 (34.8)0.68
Pseudomonas aeruginosa10/47 (21.3)4/24 (16.7)6/23 (26.1)0.49
Staphylococcus aureus1/47 (2.1)0/24 (0.0)1/23 (4.4)0.49
Proteus mirabilis2/47 (4.3)0/24 (0.0)2/23 (8.7)0.23
Escherichia coli1/47 (2.1)1/24 (4.2)0/23 (0.0)1.00
Enterococcus faecium1/47 (2.1)1/24 (4.2)0/23 (0.0)1.00
Hemophilus influenzae1/47 (2.1)1/24 (4.2)0/23 (0.0)1.00
Days in ICU (N)21.8 ± 10.718.8 ± 9.125.4 ± 11.50.001
Transferred toWard75/115 (65.2)39/63 (61.9)36/52 (69.2)0.41
Another hospital11/115 (9.6)8/63 (12.7)3/52 (5.8)0.34
Rehabilitation center7/115 (6.1)3/63 (4.8)4/52 (7.7)0.70
CCU3/115 (2.6)3/63 (4.8)0/52 (0.0)0.25
ICCU0/115 (0.0)0/63 (0.0)0/52 (0.0)N/A
Condition at dischargeT-piece82/115 (71.3)43/53 (81.1)39/43 (90.7)0.19
Speaking valve1/115 (0.9)1/53 (1.9)0/43 (0.0)0.45
Tracheostomy closure5/115 (4.3)4/53 (7.6)1/43 (2.3)0.38
CPAP2/115 (1.7)2/53 (3.8)0/43 (0.0)0.50
BiPAP1/115 (0.9)1/53 (1.9)0/43 (0.0)1.00
Pressure ventilator3/115 (2.6)2/53 (3.8)1/43 (2.3)1.00
Volume ventilator2/115 (1.7)1/53 (1.9)1/43 (2.3)1.00
Breathing at dischargeUnassisted88/115 (76.5)47/53 (88.7)41/43 (95.3)0.29
Assisted8/115 (7.0)6/53 (11.3)2/43 (4.7)
Weaning from mechanical ventilation87/115 (75.7)48/60 (80.0)39/50 (78.0)0.80
Days on mechanical ventilation (N)18.6 ± 9.715.3 ± 8.522.8 ± 9.6< 0.001
SurvivalYes96/115 (83.5)53/63 (84.1)43/52 (82.7)0.84
No19/115 (16.5)10/63 (15.9)9/52 (17.3)

As far as the method of performing the tracheostomy, patients who were subjected to PDT were significantly older (62.6 ± 14.0 vs 47.6 ± 15.0 years, P < 0.001) compared to those who were subjected to ST; they also had a significantly lower GCS at admission (9.2 ± 4.3 vs 11.7 ± 4.2, P = 0.025), significantly higher APACHE II score at admission (19.6 ± 6.4 vs 15.7 ± 7.0, P = 0.020) and significantly higher number of co-morbidities (1.9 ± 1.5 vs 1.2 ± 1.0, P = 0.044). PDT was more preferable if the cause of admission was CNS pathology (62.5% vs 26.3%, P = 0.004) and less preferable if the cause of admission was trauma or surgery (13.5% vs 36.8%, P = 0.022) and (0.0% vs 10.5%, P = 0.026) respectively. PDT was chosen more frequently if the cause of intubation was CNS pathology (53.1% vs 15.8%, P = 0.003), while the opposite was true if the cause of intubation was a compromised airway (7.3% vs 31.6%, P = 0.008). PDT was also more frequent in cases of cardiovascular co-morbidity (54.2% vs 21.1%, P = 0.008), a low level of consciousness as a reason for tracheostomy (46.9% vs 21.1%, P = 0.044) and a prolonged duration for stay as a reason for early tracheostomy (67.9% vs 0.0%, P < 0.001), while it was less frequent in cases of a compromised airway as a reason for tracheostomy or a reason for early tracheostomy (9.4% vs 36.8%, P = 0.005) and (5.7% vs 50.0%, P = 0.002) respectively. Finally, patients with PDT were discharged with CPAP less frequently than those with ST (0.0% vs 11.8%, P = 0.030) (Table 3).

Table 3 Comparison between the patients who were subjected to percutaneous tracheostomy and those who were subjected to surgical tracheostomy, n (%).

Patients with PDT
Patients with ST
P value
GenderMale59/96 (61.5)13/19 (68.4)0.57
Female37/96 (38.5)6/19 (31.6)
Age (years)62.6 ± 14.047.6 ± 15.0< 0.001
Cause of admissionCNS60/96 (62.5)5/19 (26.3)0.004
CVS3/96 (3.1)0/19 (0.0)1.00
RS9/96 (9.4)2/19 (10.5)1.00
Sepsis3/96 (3.1)1/19 (5.3)0.52
Malignancy6/96 (6.3)1/19 (5.3)1.00
Trauma13/96 (13.5)7/19 (36.8)0.022
Surgery0/96 (0.0)2/19 (10.5)0.026
Metabolic2/96 (2.1)1/19 (5.3)0.42
Cause of intubationCNS51/96 (53.1)3/19 (15.8)0.003
CVS7/96 (7.3)1/19 (5.3)1.00
RS8/96 (8.3)2/19 (10.5)0.67
Trauma12/96 (12.5)4/19 (21.1)0.30
Metabolic6/96 (6.3)1/19 (5.3)1.00
Compromised airway7/96 (7.3)6/19 (31.6)0.008
Sepsis5/96 (5.2)2/19 (10.5)0.33
Surgery0/96 (0.0)0/19 (0.0)N/A
GCS (N)9.2 ± 4.311.7 ± 4.20.025
APACHE II (N)19.6 ± 6.415.7 ± 7.00.020
APDR (%)35.1 ± 20.323.6 ± 16.00.022
Number of co-morbidities (N)1.9 ± 1.51.2 ± 1.00.044
Co-morbidityCardiovascular52/96 (54.2)4/19 (21.1)0.008
Metabolic37/96 (38.5)9/19 (47.4)0.47
Respiratory10/96 (10.4)3/19 (15.8)0.45
Autoimmune3/96 (3.1)0/19 (0.0)1.00
Malignancy10/96 (10.4)0/19 (0.0)0.21
Psychiatric9/96 (9.4)1/19 (5.3)1.00
Renal6/96 (6.3)0/19 (0.0)0.59
Neurological8/96 (8.3)1/19 (5.3)1.00
Hematological3/96 (3.1)0/19 (0.0)1.00
Urological3/96 (3.1)0/19 (0.0)1.00
Infectious4/96 (4.2)0/19 (0.0)1.00
Reason for tracheostomyProlonged mechanical ventilation22/96 (22.9)3/19 (15.8)0.76
Compromised airway9/96 (9.4)7/19 (36.8)0.005
Low level of
consciousness
45/96 (46.9)4/19 (21.1)0.044
Myopathy20/96 (20.8)5/19 (26.3)0.56
Timing of tracheostomyEarly53/96 (55.2)10/19 (52.6)
1.00
Late43/96 (44.8)9/19 (47.4)
Reason for early tracheostomyProlonged duration of stay36/53 (67.9)0/10 (0.0)< 0.001
Compromised airway3/53 (5.7)5/10 (50.0)0.002
Trauma10/53 (18.9)3/10 (30.0)0.42
Neuromuscular disease4/53 (7.6)2/10 (20.0)0.24
Complications0/96 (0.0)0/19 (0.0)N/A
VAP25/96 (26.0)6/19 (31.6)0.62
Pathogen isolatedNone9/39 (23.1)2/8 (25.0)1.00
Candida albicans1/39 (2.6)0/8 (0.0)1.00
Klebsiella pneumoniae3/39 (7.7)1/8 (12.5)0.54
Acinetobacter baumanii13/39 (33.3)2/8 (25.0)1.00
Pseudomonas aeruginosa8/39 (20.5)2/8 (25.0)1.00
Staphylococcus aureus1/39 (2.6)0/8 (0.0)1.00
Proteus mirabilis1/39 (2.6)1/8 (12.5)0.32
Escherichia coli1/39 (2.6)0/8 (0.0)1.00
Enterococcus faecium1/39 (2.6)0/8 (0.0)1.00
Hemophilus influenzae1/39 (2.6)0/8 (0.0)1.00
Days in ICU (N)22.0 ± 10.920.7 ± 9.80.64
Transferred toWard65/96 (67.7)10/19 (52.6)0.29
Another hospital8/96 (8.3)3/19 (15.8)0.39
Rehabilitation center5/96 (5.2)2/19 (10.5)0.33
CCU1/96 (1.0)2/19 (10.5)0.07
ICCU0/96 (0.0)0/19 (0.0)N/A
Condition at dischargeT-piece68/79 (86.1)14/17 (82.4)0.71
Speaking valve0/79 (0.0)1/17 (5.9)0.18
Tracheostomy closure5/79 (6.3)0/17 (0.0)0.58
CPAP0/79 (0.0)2/17 (11.8)0.030
BiPAP1/79 (1.3)0/17 (0.0)1.00
Pressure ventilator3/79 (3.8)0/17 (0.0)1.00
Volume ventilator2/79 (2.5)0/17 (0.0)1.00
Breathing at dischargeUnassisted73/79 (92.4)15/17 (88.2)0.63
Assisted6/79 (7.6)2/17 (11.8)
Weaning from mechanical ventilation70/91 (76.9)17/19 (89.5)0.35
Days on mechanical ventilation (N)18.9 ± 9.717.6 ± 10.00.60
SurvivalYes79/96 (82.3)17/19 (89.5)0.74
No17/96 (17.7)2/19 (10.5)

As far as survival, it was less frequent if the case of admission was CVS pathology, malignant or metabolic disease (2.4% vs 12.7%, P < 0.001), (1.9% vs 8.5%, P = 0.001) and (2.0% vs 8.5%, P = 0.001) respectively, while it was more frequent if the cause of admission was trauma or surgery (10.3% vs 2.5%, P = 0.007) and (21.2% vs 10.2%, P = 0.006) respectively. If the patients were not intubated or were intubated due to surgery, they were more likely to survive (3.5% vs 0.0%, P = 0.033) and (45.2% vs 0.9%, P < 0.001) respectively, while they were less likely to survive if they were intubated due to CNS, CVS, metabolic, or septic pathology (26.6% vs 39.8%, P = 0.004), (2.6% vs 14.4%, P < 0.001), (4.2% vs 9.3%, P = 0.036) and (2.0% vs 21.2%, P < 0.001) respectively. The patients who survived presented with a higher GCS (12.6 ± 4.0 vs 7.9 ± 4.8, P < 0.001), a lower APACHE II score (16.9 ± 7.0 vs 25.1 ± 7.3, P < 0.001) and a lower number of co-morbidities (1.7 ± 1.5 vs 2.1 ± 1.5, P = 0.005). Patients were also less likely to survive if they presented with a cardiovascular or a hematological co-morbidity (48.0% vs 58.5%, P = 0.039) and (2.0% vs 6.8%, P = 0.011) respectively, while survivors spent less days in ICU compared to non-survivors (6.7 ± 9.9 vs 8.9 ± 9.8, P = 0.028) (Table 4).

Table 4 Comparison between the patients who survived and those who did not survived, n (%).

Survived
Did not survived
P value
GenderMale302/542 (55.7)73/118 (61.9)0.22
Female240/542 (44.3)45/118 (38.1)
Age (yr)59.8 ± 16.762.2 ± 17.40.16
Cause of admissionCNS288/542 (53.1)57/118 (48.3)0.36
CVS13/542 (2.4)15/118 (12.7)< 0.001
RS45/542 (8.3)11/118 (9.3)0.72
Sepsis4/542 (0.7)0/118 (0.0)1.00
Malignancy10/542 (1.9)10/118 (8.5)0.001
Trauma56/542 (10.3)3/118 (2.5)0.007
Surgery115/542 (21.2)12/118 (10.2)0.006
Metabolic11/542 (2.0)10/118 (8.5)0.001
Cause of intubationNot intubated19/542 (3.5)0/118 (0.0)0.033
CNS144/542 (26.6)47/118 (39.8)0.004
CVS14/542 (2.6)17/118 (14.4)< 0.001
RS33/542 (6.1)9/118 (7.6)0.54
Trauma30/542 (5.5)4/118 (3.4)0.34
Metabolic23/542 (4.2)11/118 (9.3)0.036
Compromised airway23/542 (4.2)4/118 (3.4)0.80
Sepsis11/542 (2.0)25/118 (21.2)< 0.001
Surgery245/542 (45.2)1/118 (0.9)< 0.001
GCS (N)12.6 ± 4.07.9 ± 4.8< 0.001
APACHE II (N)16.9 ± 7.025.1 ± 7.3< 0.001
APDR (%)27.4 ± 20.654.4 ± 23.0< 0.001
Number of co-morbidities (N)1.7 ± 1.52.1 ± 1.50.005
Co-morbidityCardiovascular260/542 (48.0)69/118 (58.5)0.039
Metabolic217/542 (40.0)56/118 (47.5)0.14
Respiratory56/542 (10.3)18/118 (15.3)0.13
Autoimmune8/542 (1.5)2/118 (1.7)0.70
Malignancy68/542 (12.6)15/118 (12.7)0.96
Psychiatric36/542 (6.6)10/118 (8.5)0.48
Renal31/542 (5.7)10/118 (8.5)0.26
Neurological34/542 (6.3)8/118 (6.8)0.84
Hematological11/542 (2.0)8/118 (6.8)0.011
Urological23/542 (4.2)3/118 (2.5)0.60
Infectious9/542 (1.7)1/118 (0.9)1.00
TracheostomyNo446/542 (82.3)99/118 (83.9)0.79
Yes96/542 (17.7)19/118 (16.1)
Reason for tracheostomyProlonged mechanical ventilation22/96 (22.9)3/19 (15.8)0.76
Compromised airway
13/96 (13.5)3/19 (15.8)0.73
Low level of
consciousness
41/96 (42.7)8/19 (42.1)0.96
Myopathy
20/96 (20.8)5/19 (26.3)0.56
Timing of tracheostomyEarly53/96 (55.2)10/19 (52.6)
0.84
Late43/96 (44.8)9/19 (47.4)
Reason for early tracheostomyProlonged duration of stay31/53 (58.5)5/10 (50.0)0.73
Compromised airway7/53 (13.2)1/10 (10.0)0.78
Trauma10/53 (18.9)3/10 (30.0)0.42
Neuromuscular disease5/53 (9.4)1/10 (10.0)1.00
Method of tracheostomy PDT79/96 (82.3)17/19 (89.5)
0.74
ST17/96 (17.7)2/19 (10.5)
Reason for STFacial trauma4/17 (23.5)1/2 (50.0)0.47
Cervical burn0/17 (0.0)1/2 (50.0)0.11
Difficult airway6/17 (35.3)0/2 (0.0)1.00
Cervical edema1/17 (5.9)0/2 (0.0)1.00
Goiter4/17 (23.5)0/2 (0.0)1.00
Re-opening2/17 (11.8)0/2 (0.0)1.00
Complications [N/T, (%)]0/96 (0.0)0/19 (0.0)n/a
VAP25/96 (26.0)6/19 (31.6)0.62
Pathogen isolatedNone8/40 (20.0)3/7 (42.9)0.33
Candida albicans1/40 (2.5)0/7 (0.0)1.00
Klebsiella pneumoniae4/40 (10.0)0/7 (0.0)1.00
Acinetobacter baumanii12/40 (30.0)3/7 (42.9)0.66
Pseudomonas aeruginosa9/40 (22.5)1/7 (14.3)1.00
Staphylococcus aureus1/40 (2.5)0/7 (0.0)1.00
Proteus mirabilis2/40 (5.0)0/7 (0.0)1.00
Escherichia coli1/40 (2.5)0/7 (0.0)1.00
Enterococcus faecium1/40 (2.5)0/7 (0.0)1.00
Hemophilus influenzae1/40 (2.5)0/7 (0.0)1.00
Days in ICU (N)6.7 ± 9.98.9 ± 9.80.028
DISCUSSION

Performing tracheostomy in critical care patients in the ICU is a common procedure in the ICU. An interesting finding of this research is that successful weaning from mechanical ventilation was possible in the majority of the patients, as 88 out of 115 patients who underwent tracheostomy managed to be weaned from the ventilator.

Lim et al[13] found that weaning parameters measured before and after tracheostomy in difficult-to-wean patients differed significantly. In particular, after tracheostomy, maximum inspiratory pressure, maximum expiratory pressure, and tidal volume significantly increased, whereas rapid shallow breathing index and airway resistance significantly decreased due to the contrast in length and shape between the endotracheal and tracheostomy of tubes, the biofilm formation in the endotracheal tubes and the improved comfort of the patients after tracheostomy.

With regard to the timing of performing a tracheostomy, early tracheostomy was defined as intervention no more than 8 d after initiation of mechanical ventilation. We defined late as tracheostomy placement after 8 d of intubation[8]. It is interesting that the early conversion from an endotracheal tube to tracheostomy had, as a result, a shorter duration of mechanical ventilation in comparison with patients who underwent late tracheostomy with a statistically significant difference. This finding is consistent with a systematic review and meta-analysis of Griffiths et al[14] that show that performing a tracheostomy at an earlier stage than is currently practiced may shorten the duration of artificial ventilation and length of stay in intensive care.

As stated by Dochi et al[15], who investigated the effect of the timing of tracheostomy in patients who required prolonged mechanical ventilation using two methods: the early vs late tracheostomy, for patients requiring ventilation, performing tracheostomy within ten days of admission was independently associated with shortened duration of mechanical ventilation.

General indications for tracheostomy placement include acute respiratory failure with the expected need for prolonged mechanical ventilation, inability to wean from mechanical ventilation, upper airway obstruction, difficult airway, and copious secretions[16].

In our study, CNS pathology combined with low GCS, surgical trauma with subsequent prolonged mechanical ventilation, and compromised airway, mainly due to cranio-maxillofacial injury, led to tracheostomy more frequently than other causes.

A study by Ahmadinegad and co-workers[17] showed that the GCS of patients with severe head injuries on day five following ICU admission might be used for decision-making regarding the time of tracheostomy. A Tracheostomy should be carried out on day five following ICU admission if the GCS is ≤ 8, but it can be delayed if the GCS on the 5th day is > 9.

In the present study, the actual cause for performing an early tracheostomy was a cranio-maxillofacial injury in polytrauma patients and surgical conditions – malignant or not - of the oral cavity, maxillofacial area, and neck. This finding is consistent with the study of Chandrashekar et al[18], who described tracheostomy in ICU as an important and safe procedure if prolonged endotracheal intubation is advised for varying underlying causes.

A PDT is usually selected as a method of choice in critical care patients in a particular study. According to a review by Khaja et al[19], PDT is a bedside procedure that is safe to perform, has less procedural time, has low cost, and does not need operating schedule time. Also, complications like bleeding and infection are minimal with a percutaneous tracheostomy.

Our study did not observe a statistically significant difference between the two well-known methods of conducting a tracheostomy, namely, the PDT and the open ST approach. de Kleijn et al[20] stated that the rate of short- and long-term complications, including tracheal stenosis, is equal in PDT and ST and that PDT is a safe alternative for ST in selected patients.

It is worth mentioning that critical care patients with tracheostomy at a younger age are weaned more easily from mechanical ventilation than older patients due to fewer or no co-morbidities, good physical condition, and a better response to the treatment administered. Apart from this, APDR (Adjusted Predicted Death Rate) in our study was lower in the patients with tracheostomy weaned of artificial ventilation, being a prognostic factor of outcome in this group of patients. In addition, the patients who survived presented with a higher GCS, a lower APACHE II score, and a lower number of co-morbidities.

The Length of stay in the ICU in patients with tracheostomy tubes was significantly longer than patients with an endotracheal tube, and most patients weaned were transferred from ICU either to a ward or to a rehabilitation center. Concerning the outcome of patients, a higher proportion of patients who were subjected to tracheostomy survived during their treatment in the ICU, unlike patients with no tracheostomy, who showed a higher mortality rate.

In a retrospective study of Combes et al[21], tracheostomy performed in the ICU for long-term mechanically ventilated patients was associated with lower ICU and in-hospital mortality rates even after carefully controlling for ICU admission and day-3 clinical and physiologic differences between tracheostomized and non-tracheostomized patients.

Prolonged mechanical ventilation, longer ICU length of stay, and higher mortality were observed in patients who developed VAP, even in patients with a tracheostomy cannula. Although this finding did not reach statistical significance, it is known that an endotracheal tube is by far the most important risk factor. Host factors such as the severity of the underlying disease, previous surgery, and antibiotic exposure have all been implicated as risk factors for the development of VAP[22]. The earlier a tracheostomy is performed, the more the risk factors mentioned above can be avoided. Furthermore, when a patient with a tracheostomy tube is weaned from mechanical ventilation and discharged from the ICU, it could be a reasonable strategy for reducing the incidence of VAP.

Consistent with Szakmany et al’ systematic review and meta-analysis, early tracheostomy does not help to reduce the length of ICU stay or incidence of VAP[6].

A meta-analysis by Griffiths et al[14] compared early tracheostomy with either late tracheostomy or prolonged endotracheal intubation. Early tracheostomy (within seven days of invasive mechanical ventilation) did not significantly reduce the risk of VAP or mortality but reduced the number of days on the ventilator and ICU stay.

According to Gadani et al[23], the incidence is directly proportional to the duration of mechanical ventilation, and re-intubation is a strong risk factor for the development of VAP. Therefore, the duration of ventilation has to be reduced to get rid of morbidity and mortality associated with mechanical ventilation, which can be achieved by administering a proper weaning protocol and titrating sedation regimens as per the needs of the patients.

Our study has several limitations. First of all, it was performed at a single ICU center with a small sample size and a non-randomized study design (not blinded) because the decision on the timing of the tracheostomy was judged according to the attending physician's opinion and the patient's clinical status. The current study depended on data that were entered into a clinical database and not collected for research, as a result some data would inevitably be missing. Also, certain variables that have the potential to impact the outcome may not have been recorded etc[24]. It is often difficult to identify appropriate study and control groups in retrospective studies[25]. Another limitation was the difficulty of accessibility to patients' medical records. Finally, the study did not evaluate long-term outcomes, such as after ICU and hospital discharge and post-decannulation.

CONCLUSION

In the present study, the early tracheostomy cannula aided in the successful weaning of the critical care patient from mechanical ventilation and the subsequent reduction of ICU length of stay. Also, the appearance or absence of VAP seems to affect the time of the patient's stay in the ICU and the outcome, although it was not associated with a lower mortality rate. The PDT is the most common technique in this study compared with the ST method. In terms of survival, it appears to be more affected by factors such as the patient’s age, the cause of admission, the cause of intubation, the comorbidities and GCS scale values, the Apache II score, the predicted mortality rate APDR and less than the tracheostomy itself. It seems that early and percutaneous dilatation tracheostomy is more preferable in ICU patients, compared to late and surgical one, however, more studies are needed to indicate which patients require prolonged ventilation support and investigate the clinical benefits of tracheostomy.

Footnotes

Provenance and peer review: Invited article; Externally peer reviewed.

Peer-review model: Single blind

Specialty type: Critical care medicine

Country/Territory of origin: Greece

Peer-review report’s classification

Scientific Quality: Grade C

Novelty: Grade B

Creativity or Innovation: Grade B

Scientific Significance: Grade B

P-Reviewer: Singh A, India S-Editor: Liu JH L-Editor: A P-Editor: Zhao S

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