Published online Aug 18, 2024. doi: 10.5312/wjo.v15.i8.783
Revised: June 5, 2024
Accepted: July 11, 2024
Published online: August 18, 2024
Processing time: 142 Days and 17.8 Hours
Whether operation is superior to non-operation for humeral shaft fracture remains debatable. We hypothesized that operation could decrease the nonunion and reintervention rates and increase the functional outcomes.
To compare the clinical efficacy between operative and nonoperative approaches for humeral shaft fractures.
We searched the PubMed, Web of Science, ScienceDirect, and Cochrane databases from 1990 to December 2023 for clinical trials and cohort studies comparing the effects of operative and conservative methods on humeral shaft fractures. Two investigators independently extracted data from the eligible studies, and the other two assessed the methodological quality of each study. The quality of the inclu
A total of four randomized control trials and 13 cohort studies were included, with 1285 and 1346 patients in the operative and nonoperative groups, respec
This systematic review and meta-analysis revealed a trend of rapid functional recovery and decreased rates of nonunion and reintervention after operation for humeral shaft fracture compared to conservative treatment.
Core Tip: Whether operation is superior to non-operation for humeral shaft fracture remains debatable. This systematic review was conducted to investigate the effect of the two methods in terms of nonunion, reintervention, overall complications, and functional scores. The results revealed that lower rates of nonunion, reintervention, overall complications, and faster functional recovery could be achieved with operative treatment. This approach is significantly useful for clinicians in therapy decision-making.
- Citation: Li Y, Luo Y, Peng J, Fan J, Long XT. Clinical effect of operative vs nonoperative treatment on humeral shaft fractures: Systematic review and meta-analysis of clinical trials. World J Orthop 2024; 15(8): 783-795
- URL: https://www.wjgnet.com/2218-5836/full/v15/i8/783.htm
- DOI: https://dx.doi.org/10.5312/wjo.v15.i8.783
Humeral shaft fracture is common in adults, accounting for approximately 3% of all extremity fractures, with an inci
Conventional nonoperative treatment was once regarded by many surgeons as the standard treatment, with a sa
In recent decades, a series of studies have compared the conservative and surgical management of humeral shaft frac
At present, there is still controversy and lack of high-quality evidence to provide a reference for clinicians and patients, and the optimal treatment method is still under debate in clinical research. We hypothesized that surgical treatment would result in superior function, a low nonunion rate, and comparable overall complications. Thus, we conducted the systematic review aimed to clarify whether the operative method decreases the nonunion rate and promotes functional recovery, and we believed that this review could provide evidence for treatment choice. This systematic review was registered in the International prospective register of systematic reviews, PROSPERO (CRD42022348712).
We searched PubMed, Web of Science, ScienceDirect, and the Cochrane Library for randomized control trials (RCT) and cohort studies published in English from 1990 to December 2023. The search strategy was based on the combination of key words “Humeral Fractures (MeSH terms),” “nonoperative,” “functional brace,” “operative,” “osteosynthesis.” Two researchers independently evaluated the titles and abstracts of studies comparing the effects of operative and non-operative treatment for adult humeral shaft fracture. The full text was then screened for eligibility. The references of the included articles were also reviewed to identify relevant studies that may have been missed during the initial search process.
Studies meeting the following inclusion criteria were included in the study: studies comparing the operative and non-operative methods for humeral shaft fracture in adults; the operative management included plate osteosynthesis or intramedullary nailing; the non-operative method included casting or functional bracing; randomized controlled trials or comparative cohort studies; follow-up more than 6 months; and published in English and the full text can be accessed. Studies including patients with polytrauma, old fractures, and pathological fractures were excluded.
Two investigators independently browsed the abstracts and identified potential studies. Subsequently, the full texts were carefully screened to confirm the inclusion of studies based on the inclusion and exclusion criteria. Two researchers then extracted data from the included studies, and another two assessed the methodological quality of each included study. Any disagreement was resolved by consensus and discussion with a third assessor. If two or more studies reported the same data, only the study with the most complete data was included.
The following data were extracted from the included studies: study design; characteristics of participants; the fixation methods; the length of follow-up; the Disabilities of Arm, Shoulder and Hand (DASH) score; the Constant-Murley score; Visual Analog Scale (VAS) scores; the union time; and the main adverse events, such as nonunion, reintervention, infection, and iatrogenic radial nerve palsy.
The quality of RCTs was assessed using the Cochrane risk bias tool, which comprises six domains: Random sequence generation, allocation concealment, blinding, incomplete outcome data, evidence of selective reporting, and evidence of other biases. Each domain was scored as low, high, or unclear. Studies were considered to have a low risk of bias if all domains were assessed as low risk of bias or only one item was scored as high risk or unclear. If two domains were scored as high or unclear, the study was considered at moderate risk. When more than two domains were scored as high risk, the study was considered to have a high risk of bias. The comparable trials were assessed using the Newcastle-Ottawa Scale, which includes three areas: The selection of the study groups, the comparability of the groups, the ascer
Data were analyzed using Review Manager 5.3 software. Mean differences (MD) with 95%CIs were calculated for continuous variable outcomes. Odds ratio (OR) were calculated for dichotomous outcomes. Alpha was set at 0.05, and all tests were 2-tailed. Heterogeneity among studies was assessed using I-squared (I2) and χ2 tests. Effects with no statistical heterogeneity (I2 < 50% or P ≥ 0.1) were analyzed using a fixed-effects model. Effects with statistical heterogeneity (I2 ≥ 50% or P < 0.1) were analyzed using a random-effects model. For outcomes that could not be pooled by meta-analysis, the outcomes were reported as descriptive statistics. Publication bias was assessed by visual inspection of the funnel plots.
In total, 1295 studies were retrieved from the following databases: 323 from PubMed, 447 from Web of Science, 202 from ScienceDirect, and 323 from the Cochrane Library. After excluding 829 duplicate articles, 466 articles remained. After reviewing the titles and abstracts, 427 additional papers were excluded. Finally, after thorough examination of the full texts, 22 studies were excluded. Ultimately, 4 random control trials and 13 comparative cohort studies were included in this research (Figure 1)[11,15-19,23-33]. The pool sample consisted of 1285 patients treated by operative method and 1346 patients who underwent function bracing. The characteristics of the 17 trials are presented in Table 1.
Ref. | Year | Study design | Simple size | Mean/median age (year) | Female/male, n | Type of fracture, (AO/OTA: A/B/C), n | Treatment | Mean FU (months) | ||||
OP/non-OP | OP | Non-OP | OP | Non-OP | OP | Non-OP | OP | Non-OP | ||||
Rämö et al[25] | 2020 | RCT | 38/44 | 49.6 | 48.4 | 18/12 | 10/24 | 34/4/0 | 36/7/1 | ORPO | FB | 12 |
Kumar et al[26] | 2017 | RCT | 20/20 | 37.6 | 32.7 | 5/15 | 6/14 | 20/0/0 | 19/1/0 | ORPO | FB | 6 |
Hosseini et al[24] | 2019 | RCT | 30/30 | NA | NA | 7/23 | 4/26 | 18/4/8 | 21/5/4 | ORPO | FB | 12 |
Matsunaga et al[23] | 2017 | RCT | 58/52 | 37.3 | 40.3 | 23/35 | 14/38 | 38/15/3 | 28/17/6 | MIPO | FB | 12 |
Wallny et al[32] | 1997 | Cohort | 45/44 | 56 | 59 | 19/26 | 20/24 | NA | NA | Nail | FB | 27 |
Jawa et al[15] | 2006 | Cohort | 19/21 | 50 | 41 | 8/11 | 12/9 | NA | NA | ORPO | FB | 21 |
Oliver et al[27] | 2021 | Cohort | 139/523 | 44.7 | 58.5 | 60/79 | 299/224 | 82/53/4 | 169/283/72 | ORPO, nail | FB | 5 |
Westrick et al[19] | 2017 | Cohort | 227/69 | 31 | 42 | 144/52 | 35/34 | NA | NA | ORPO, nail | FB | 12 |
Mahabier et al[16] | 2013 | Cohort | 95/91 | 61.1 | 60.6 | 51/44 | 55/36 | 52/35/8 | 42/42/7 | ORPO | FB | NA |
Harkin and Large[18] | 2017 | Cohort | 30/96 | NA | NA | 21/9 | 64/32 | NA | NA | ORPO, nail | FB | NA |
Dielwart et al[28] | 2017 | Cohort | 40/31 | 37.5 | 39.3 | 22/18 | 8/23 | 23/8/9 | 16/7/8 | ORPO, nail | FB | 10.6 |
Osman et al[31] | 1998 | Cohort | 72/32 | 48 | 48 | NA | NA | NA | NA | ORPO, nail | Splint | NA |
Ekholm et al[30] | 2008 | Cohort | 7/20 | 47.6 | 52.6 | 3/4 | 15/3 | 7/0/0 | 20/0/0 | ORPO, nail | FB | 74.4 |
Denard et al[29] | 2010 | Cohort | 150/63 | 34.9 | 36.4 | 68/82 | 29/34 | NA | NA | ORPO | FB | NA |
Den Hartog et al[17] | 2022 | Cohort | 245/145 | 53 | 62 | 94/51 | 133/112 | 171/74/0 | 92/53/0 | ORPO, nail | FB | 12 |
van Middendorp et al[11] | 2011 | Cohort | 33/14 | 53 | 51 | 14/19 | 9/5 | 6/17/10 | 6/5/3 | Nail | FB | 12 |
Cannada et al[33] | 2021 | Cohort | 45/57 | 41 | 41.5 | 14/31 | 25/32 | 26/17/2 | 30/20/7 | ORPO | FB | 6 |
The four RCTs were assessed using the Cochrane risk bias tool. Two studies did not report the methods of randomization and allocation concealment, which can be regarded as a high risk of selection bias. Because the intervention was ope
Ref. | Selection | Comparability | Outcome | Total | Study quality |
Wallny et al[32] | ++++ | + | ++ | 7 + | High |
Jawa et al[15] | ++++ | ++ | 5 + | High | |
Oliver et al[27] | ++++ | ++ | 5 + | High | |
Westrick et al[19] | ++++ | ++ | 5 + | High | |
Mahabier et al[16] | ++++ | ++ | +++ | 9 + | High |
Harkin and Large[18] | +++ | + | + | 5 + | High |
Dielwart et al[28] | +++ | + | ++ | 6 + | High |
Osman et al[31] | +++ | + | 4 + | Low | |
Ekholm et al[30] | +++ | + | +++ | 7 + | High |
Denard et al[29] | +++ | + | + | 5 + | High |
Den Hartog et al[17] | ++++ | + | +++ | 8 + | High |
van Middendorp et al[11] | ++++ | + | ++ | 7 + | High |
Cannada et al[33] | ++ | + | + | 4 + | Low |
Nonunion is an important indicator of treatment outcomes. All 17 studies reported nonunion in patients after operative or conservative treatment. Specifically, for 89 out of 1285 patients in the operative group and 257 out of 1346 patients in the conservative group experienced nonunion. There was no significant statistical heterogeneity (χ2 = 25.05; P < 0.01, I2 = 36%), and the data were analyzed with a fixed-effects model. The results showed a significant difference in the nonunion rate (6.9% vs 19.1%) between the two groups (OR: 0.30; 95%CI: 0.23 to 0.40; Figure 3A); the operative method decreased nonunion rate by 63.9% compared to the non-operative method.
Postoperative radial nerve palsy was also an important complication that affected patient satisfaction and functional recovery. The incidence could also occur in the non-operative group during close reduction. Of the 14 trials that reported new radial nerve palsy, two RCTs and 12 comparative studies. Thirty-eight of the 1059 available patients in the operative group and 12 of the 722 patients in the conservative group underwent new radial nerve palsy. There was no significant statistical heterogeneity (χ2 = 15.50; P = 0.16, I2 = 29%), and the data were analyzed using a fixed-effects model. The results showed significant differences between the two groups (OR: 1.83; 95%CI: 1.04 to 3.22; Figure 3B), with the incidence of new radial nerve palsy tending to increase in the operation group.
Secondary surgical interventions may result from severe complications or an inability to tolerate bracing, which is an important factor to evaluate the treatment outcome. Of the 12 studies, 12 reported the details of secondary surgical interventions. In the operative group, 67 (8.9%) of 757 patients underwent reoperation due to nonunion, infection, impingement, or other reasons. In the conservative group, 103 (19.9%) patients underwent surgical intervention because of nonunion, malunion, loss of reduction, or refracture and did not tolerate the bracing. The pooled effect showed that the rate of secondary surgical intervention was higher in the conservative group (OR: 0.33; 95%CI: 0.24 to 0.47; Figure 3C).
The overall complication rate was also a significant factor to be considered in the treatment effect. Thirteen studies de
Only two trials reported the comparison of DASH score at 3 months; overall, 88 patients in the operative group and 90 patients in the conservative group were assessed. This analysis revealed significant statistical heterogeneity (χ2 = 2.03; I2 = 57%), and the data were analyzed using a random-effects model. The results showed a significant difference in DASH score at 3 months postoperatively (MD: -8.26; 95%CI: -13.60 to -2.92; Figure 3E).
Three trials reported the comparison of DASH scores at 6 months; overall, 108 patients in the operative group and 110 patients in the conservative group were assessed. In this analysis, there was significant statistical heterogeneity (χ2 = 4.39; I2 = 54%); thus, the data were analyzed using a random-effects model. The results revealed significant differences in DASH score at 6 months postoperatively (MD: -6.72; 95%CI: -11.34 to -2.10; Figure 3E).
Two trials reported the comparison of DASH scores at 12 months; overall, 88 patients in the operative group and 88 patients in the conservative group were assessed. In this analysis, the data were analyzed using a random-effects model. The results revealed significant differences in DASH score at 12 months postoperatively (MD: -2.55; 95%CI: -4.36 to -0.74; Figure 3E).
Another prospective cohort study[17] also reported on the DASH score outcome, but the data could not be pooled in the analysis. In this report, the DASH score was lower in the surgical group until three months, indicating earlier func
Two studies reported VAS scores at 2 and 6 months. Of the 96 patients in the operative and conservative groups, 96 were assessed. In this analysis, the data were analyzed using a random-effects model. The overall pooled VAS score did not differ between the two groups at 2 months (MD: -0.28; 95%CI: -2.14 to 1.58; Figure 3F) and 6 months postoperatively (MD: -0.09; 95%CI: -0.25 to 0.08; Figure 3F).
Two studies reported the Constant-Murley score at 2 and 6 months. The overall pooled effect of Constant-Murley score was not significantly different at 2 months postoperatively (MD: 17.79; 95%CI: -7.59 to 43.55; Figure 3G). The between-group mean difference was 8.75 at 6 months postoperatively, with a significant difference between the two groups (MD: 8.75; 95%CI: 7.51 to 9.99; Figure 3G).
Only two trials reported the Short Form-36 (SF-36) questionnaire after initial management[17,23]. The studies revealed no significant differences between the two groups in terms of the SF-36 at 1, 2, 6, and 12 months postoperatively.
Two RCTs reported and compared union times between the two groups. Kumar et al[26] reported an average union time of 15.36 weeks in the operative group and 11 weeks in the non-operative group. However, Hosseini Khameneh et al[24] reported an average union time of 13.9 ± 2.1 weeks in the operative group and 18.7 ± 3.0 weeks in the conservative group. Five cohort studies reported the time to union in the two groups, and all five studies showed no difference between the conservative and operative groups[16,18,19,28,29]. In the conservative group, the union time ranged from a median of 11 to 22 weeks. In the operative group, the time to union was 12-28 weeks. Because the data could not be pooled, it was difficult to estimate the difference in union time between the two groups.
Sensitivity analysis was performed for the outcomes of nonunion and DASH scores. The fixed-effects and random-effect models were switched for sensitivity analysis, and the pooled analysis showed that the results of the meta-analysis were stable. The tendency of the nonunion rate did not reveal a difference when pooled analysis was carried out only for RCTs (OR: 0.33, 95%CI: 0.25-0.44) or cohort studies (OR: 0.10, 95%CI: 0.03-0.36). The funnel plot of the nonunion and overall complications revealed a symmetrical distribution (Figure 4), implying that publication bias was unlikely to influence the main outcomes.
Although controversy exists about the optimal treatment of humeral shaft fracture, in this systematic review, conservative treatment with splint or functional braces was associated with high rates of nonunion, reintervention, and overall complications and slow functional recovery, thereby confirming the superiority of surgical treatment.
For the four RCTs, two trials were subjected to selection, performance, and detection bias, which were assessed as high risk factors of bias[24,26]. In the quality assessment of the other two studies, one was assessed as having a low risk of bias, and the other was regarded as having a moderate risk of bias[23,25]. In addition, for the remaining 13 cohort studies, two were low quality. Significant heterogeneity was found in the data on functional outcome, which may result from di
A few systematic reviews have compared the conservative treatment with operation for humeral shaft fracture[20,22,34-36]. Without published RCTs, two reviews did not provide evidence to determine which method was superior[34,35]. The other two reviews mainly incorporated observational studies and concluded that the operative method could reduce the rate of nonunion comparing conservative treatment[20,22]. Because the pooled data were mainly from observational studies with imbalanced baseline characteristics, there was a high degree of bias and significant heterogeneity, which could significantly decrease the level of evidence and the reliability of the results. In this systematic review, recently published RCTs and cohort studies with a large sample size were included; thus, the results were more reliable. Moreover, our review also emphatically analyzed the functional outcomes, which ultimately implied a trend toward faster functional recovery, such as the DASH score, VAS scores, Constant-Murley score.
Many observational studies have compared the results of conservative treatment with operation for humeral shaft fracture, with contradictory results regarding the nonunion rate[11,16,18,19,27,29]. The highest rate of nonunion in conservative patients reported in these reports can reach to 33%[18], whereas the rate of nonunion in the operative group ranges from 2.9% to 12%. Because of the significantly different baseline characteristics and small sample sizes in these studies, it was difficult to obtain credible results. For example, the site of diaphyseal fracture, significant displacement, and angulation can also affect the results[37]. In the study of Jawa et al[15], all patients with distal third diaphyseal frac
New radial nerve palsy can also occur during operation or close reduction. Fourteen trials reported new radial nerve palsy, and the overall rates of new radial nerve palsy were 3.6% and 1.7% in the operation and conservative groups, respectively, with a significant increase in the operation group. Reintervention and overall complications were also important outcomes in both groups. The rate of secondary surgical intervention was higher in the conservative group (19.9%) than operation group (8.9%), mainly caused by the nonunion. In addition to nonunion, malunion, loss of reduc
Functional outcomes were important factors to evaluate fracture recovery. In previous studies, only a few studies reported differences in the DASH scores between the two groups. A recent meta-analysis revealed no difference between the conservative and operative groups in terms of DASH score at 6 months postoperatively[20]. In a recent prospective cohort study with a large number of patients, the DASH score in the operative group was lower than that of the conservative group during the first 3 months, with a mean difference of 7.3 point[17]. In our meta-analysis, the DASH score showed superior results in the operative group at the first 6 months follow-up, with a mean difference of 8.26 point at three and 6.72 point at 6 months. The mean difference was larger than the minimally important change in the DASH score (6.7 points) reported[39], which mean there was not only statistical differences but also clinical significance. Although no significant difference existed between the two groups in the VAS scores and Constant-Murley score, the pooled effect also revealed a superior trend toward operation. These results reflected a faster recovery in the operation group within the first few months. The reason may be that more stable fracture fixation was associated with early functional mobilization. A recent study also supported this result and confirmed that operative treatment of humeral shaft fracture can lead to an earlier return to sport[40].
Several limitations still exist in this meta-analysis. The main limitation was that most of the included studies were cohort studies, and four studies were high risk of bias, which in
In this review, because the majority of studies were cohort trials and some were assessed with high risk of bias, the results can be regarded as medium- or low-level evidence, and more high-quality randomized controlled trials should be conducted. Although the pooled analysis showed superior outcomes of surgical treatment, conservative management remains the cornerstone of treatment. Patients should be informed about the merits and shortcomings of the two methods. In particular, when conservative treatment is applied to humeral shaft fracture, the relatively higher rates of complications, such as nonunion and secondary surgical reintervention, should be fully understood.
This systematic review and meta-analysis demonstrated that decreased rates of nonunion, reintervention, and overall complication, as well as a trend of rapid functional recovery, could be achieved with operative treatment for humeral shaft fracture compared to conservative treatment. Surgical treatment did not increase the incidence of overall complications.
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